Whole release - document boundaries require review

‹ PrevPage 1 of 16 · Source p. 1Next ›
Comments

1

OLSC  Notification Y/N Y                    Y                      YDOCUMENT

Final  Determination Y                      Y                         Y

Wilcox                                                                                                                                      Wilcox                                                                                                                                                    Wilcox

&                      &                         &                                                                                                      Investigating Firm Hall                                                                                          Hall                                                                                                   Hall

to

the                                                                   the                                                                          the                                                                                                                                                                                                                 received                                                                                                                                                                                                                                                                                                                                                                                                                                       received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           received

of                                                                                                                                       of                                                                                   of                       legal          tribunal                                                                                                                                                                                                                                        was                        additional                                                             the                                                                              was                        additional                                        the             processes; lacks                                                                                                                                                    the       was                        additional                                     the             processes;

of                                                                                                                                           of                                                                                                                                                                                                                                                  for                                         of                                   Branch    for                                                                                                                                                 handling                                                                                                                                                                                                                                                                                                                                            handling                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          handling                                                                                                                                                                                                                       ADR                                                                                                                                                         promptly;                                                                                                                                                                                                                                                                                                                                                                            promptly;                                                                                                                                          ADR who        assist                 for                                                                                promptly;                                                       the                                                              complaint            69342                                                                                                                             the       in     to                     complaint            70552                                                                                                                                                                                                          the       in                                          complaint            70813                                    in          handling                                        in          handling                                             in          handling                                                                                                                                                                                                                                                                                                           Ministerial    LEX                                         2025                           the              the                                                                             the                                                                       the                                                                                                                                   the                     applicant                                                                                                                                                                         LEX         2025                           the                               LEX                                                                                           delay                                                                                                                delay                                                                                                                            delay                                                                                                                                                                                            application     in                 and                 matter.                                                                                                 application     in     an                                                                matter.                                                                                      application     in                                                                                matter.                                                                                                                                                                                  May                                         June                                                               Summary                                                                                                                                                                                       channel                 related this                           the                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       participating of             endeavours                 channel                 related this                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     participating                                channel                 related this                                                                                                                       27                 the                     13                 the                                                                                                                                                                    applicable):                                                           to in                                                                 applicable):                                                                                                                to in                                                     applicable):                                                                                type: with                 NIL     what                                                                                                                                                                                                                                                                                                                                     type: with                     NIL          what                                                                                                                                                                                                    type: with                                best          what Complaints                                         (if                                                                                                               (if                                                                                                                                                                                            (if                                                                                                                                                   refer                                                                                                                                                    our                             refer                                                                                                                                                                                                                                                                                                                                                                                                                    refer                                                      Matter                                                                                                                                              to in                                                                                                                                                                                                        unnecessary                                                                                                                                                                                                                                                                                                                                                                                                                                                                         unnecessary                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    unnecessary         /       ID                                                                          ID                                                                                                                              ID                                                                                                                                                                                                                                                                                              inconsistently                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     inconsistently                     advantage                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             inconsistently                                                                                                                                                                                                                                                                                                                                                                  Parliamentary                                                                                                                                                                                                         decision.          Exec                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        xxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                       acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        acknowledgement:                                                                                                       complaint:                                                                                                                                               found:         specify          also                                complaint:                                                                                                                                                                                                                                                                                                                                                                                  specify          also                     complaint:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             meaningfully        found:                 specify          also                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         meaningfully            using its                       of                                complaint dealing                                                                      of                                complaint dealing                                                                                                                         of                                complaint dealing                                                                   of                                                                                                                       of                     of                                                                        Snapshot Date Date           Complaint    MLO not(a) causing(b)  application; acting(d)  application/appeal;        Breach        Please through:        Please  correspondence        Date Date           Complaint    MLO not(a) causing(b)  application; acting(d)  application/appeal; not(e) taking(g) resources; not(i) make        Please through:        Please  correspondence    Date Date           Complaint    MLO not(a) causing(b)  application; acting(d)  application/appeal; not(e)        Breach              Please through:        Please  correspondence

Date Closed   18-Sep-25                                                                                                                                                                                                                                                                                                                                                                                                                                                 21-Nov-25

Date Received   13-Jun-25                                                                                                                                                                                                         12-Jun-25                                                                                                                                                                                                                              27-May-25

Status  Closed                                                                                                                                      Active                                                                                                                                                    Closed

FOI/PIA Outcome

20                                             20                                                 20

-          -                                                           -

11 hours                     11 hours                                                                                                                       11 hours                                          16       25/26-0074                                         Estimated Hours

& of Firm 1

Oakley                                                                        External  Maddocks                                                                                                                                      Sparke Helmore                                                                                                                      Mills                                                                                      Page       25/26-0073

FOI Referrals

perso-                                                                                                                                                                perso-                                                                                                                                                                                 perso-                                            Team/Cle aring team member Sams47F                                                                  Sams47F                                                                         Sams47F

-   No                                             No                                                 No             -                                                                MLO -                                                                       MLO -
  • - type

    Matter Resolutions MLO complaints breach Integrity Agencies complaints breach Integrity Agencies complaints breach

    Client (Group/ Branch) MLO: Complain ts MLO: Complain ts MLO: Complain ts

    Departme nt Other Other Other

    person- per- per- lead Team/Matt er s47F Jessica s47F Jessica s47F

    Team Integrity Agencies Integrity Agencies Integrity Agencies

    priv priv priv Number

    personal- personal- personal- Participant NDISs47F s47F s47F

/

-privacy                                   -privacy                                                                                                                                                                  Counsel                                                               Contact  Counselprivacy                                                                                                                                                         Counsel                                                                                                                          personal-                                                                                                                                                                                                                                                                        personal-                                                                                                                                                                                                                                                                                     personal-                                                                              Instructor Main Chiefs47F                                                                                                              Chief Divisions47F                                                                                                                    Chief Divisions47F

and                        2)                         )

priv                                                                                                                                                                                                                                                          privacy                                                                                                                                                                                                                                                                 privacy

privacy                                                                                                                                                                                                                                                                             personal                                                                                                     pri

personal                                                                                                                                                                                                  personal  s47F-(                                                                                                                                                                                                                                                                      personal     personal                                                                                                                                                                                                                                                                                                                                                                                                                                         s47F-

s47F-                                                                                                                         s47F-                                                                                                                                                                               s47F-

-                      -                         -                                                                                                             privacy                                                                                            NDIA                                                                                                   NDIA

Complaintpersonal-s47F                                                                                                                                                                                                     Complaint and                                                                                                                                                                                                                    Complaint and

UNHIDE MLO NDIA                                                                MLO                                                                          MLO

ID

LEX 68780                                                                                                                67608                                                                                                                            67442

Y Y Awaiting Final Determinati on

progress

Y                          Y                                               In

Wilcox                                                                                                                                                           Wilcox                                                                                                                                             Wilcox

&                          &                        &

Hall                                                                                                        Hall                                                                                              Hall

to to

the                                                                              the                                                                       the                                                                                                                                                                                                    received                                                                                                                                                                                                                                                                                                                                                                                                         received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             received

of                                                                              of                            tribunal                                                                                                                               of                  legal          tribunal                                                                                                    Agency                                                                                                                                                                                                                   the       was                        additional                                           the                                                                         was                        additional                                     the    the                                                                                                                                                   was                        additional                                     the      lacks                                                  the                             of                                      for                         of                               for                         of                               for                                                                                                 handling                                                                                                                                                                                                                                                                                                                        handling                                                                  fact                                                                                                                                                                                                                                                                     assist                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            handling           who        assist                                                                                                   promptly;                                                                                                                                                                                                                                                                                                                                                     promptly.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 promptly;                                    the    a                                                              complaint            69461                                                                                                                     the       to                                          complaint            67523                                                                                                                                                                                               the            to                     complaint            68654                        in          handling   on                                           in          handling                                           in          handling                                                                                                                                                                                                                                                                                                                   @ndis.gov.au    LEX                                                                                                                                                              LEX                                                                                                                                                                                                                                       LEX                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    applicant                                                                                                                                                                                                                              2025                 2025                                                          the                                                                       the                                                                       the                                                                                                                            2025                                                                       ag                                                                                   proof                                                            delay    the                                                                                                                                                                                                   delay    the                                                                                                                                                                                                                                                                                                                              delay    the                                                                       of                             in                                                                                  in                                                                                                                                    in                                                                                                                                        an                                                                                                                         application                                                                                                                                                                                                                                                                                                                                                                                                                                application                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              application                                                                                                                                                                                                           matter.                                                                                                                                                                                                                                                                                                                                                                                       matter.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   matter.                                 to                                                                                                                                                                       May             May                                                                                             May                                                                                                                                                                                                                                                                                                                                                                                                                                                   endeavours                                                                                                                                        of             endeavours                                                                                                                                                                           channel                                                                                                                                                                                                                                                                                                                                                        channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    channel                                                                                                                                                                                                   related                                                                                                                                                                                                                                                                                                                                                                                related                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           related                                 the                                                                                                                  the                                                                                                                                                                                           the                                                                                                                    this                                                                                                                                                                                                                       this                                                                                                                                                                                                                                                                                                                         this                                                                                                               10        27                                                              16                                                                                                                                                                                                                                                                                                                                                                    operations

to                                                                                                         to                                                                                                                                                          to                                                          in                                                                                                           in                                                                                                                                                                              best                                                                                                                                                                                                                                                                                         best                                                                                           applicable):                                                                                                                                                                                                                                                                                                                                                                                                                             applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    applicable):                                                 type:                                                                                                                                                                                        type:                                                                                                                                                                                                                                                                                                                  type:                                                                                                  what                                                                                                                                                                                                    what                                                                                                                                                                                                                                                                                                       what                                            with                                                                                                                                                       with                                                                                                                                                                                                                                                         with                                                                   NIL                                                                                                                                             NIL

(if                                                                                                       (if                                                                                                                                                                                 (if                                                                                                                                                                                                                                                          certain-                                                                                                                                                     applicant true;                                                                                                                                  our                                                                                                                                                                                                                   our                                                                                                                                           refer                                                                                                                                                                                                                                                                       refer                                                                                                                                                                                                                                                                                                                                                                                                 refer                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 @ndis.gov.au                                                                                                                                     unnecessary                                                                                                                                                                                                                                                                                                                                                                                                                                             unnecessary                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           unnecessary               ID                                                                     ID                                                                                                                      ID                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 inconsistently                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         inconsistently           advantage                                                                                                                                                                                                         inconsistently   an be                                                                                                                                                                                                                                                                                                                                                                                                                 decision.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   decision.                                                                                                                                                                                                                                                          s47E(d)                                                                                     acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            acknowledgement:                                          complaint:                                                                                                                                                  in                                                                                                                also                      complaint:                                                                                                                                                                                                                                                                                         found:         specify          also                     complaint:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    specify                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              s47E(        also                                   to                     found:         specify                                                                                                                                                                                                                         using                                                                                                                                                                                                                                                                                                                                                               using                                                                                                                                      its                                                                                                                                                                                                                      its                                                                                        complaint dealing                                                                                                                                                                                                                                                                                                                                          complaint dealing                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       complaint dealing           of                                                                of                                                                                                                 of                                                                                                               of        of                                                              of                                 not causing        acting         putting                                                             not causing        acting    not                                                      not causing        acting        taking    not                 Date Date           Complaint    MLO (a) (b)  application; (d)  application/appeal; (f) knows                     Breach        Please through:        Please  correspondence    Date Date           Complaint    MLO (a) (b)  application. (d)  application/appeal; (i) make        Breach        Please through:        Please  correspondence    Date Date           Complaint    MLO (a) (b)  application; (d)  application/appeal; (g) resources; (i) make        Please through:        Please  correspondence

30-Oct-25 28-Oct-25

27-May-25                                                                                                                                                                                                                                         16-May-25                                                                                                                                                                                                                    10-May-25

Closed                                                                                                                                                           Closed                                                                                                                                             Active

20                                                    20                                               40

-    -                                                        -25/26-0074                                                              11 hours        11 hours                                                                                                               21 hours                                            16

& of

Oakley                       2                                  Maddocks                                                                                                                                                                                                                                                            Mills                                                                                           Page25/26-0073

FOI

perso- perso

Sams47F Sams47F

MLO No-                                                                          MLO No-                                                                   MLO -

-                          -                        -                                                                                                                                                                                                                                                                                                                                                                  Select

Integrity Agencies complaints breach                                                                                                                                                                                                          Integrity Agencies complaints breach                                                                                                                                                                                     Integrity Agencies complaints *Please One*

MLO: Complain ts                                                                                               MLO: Complain ts                                                                                     MLO: Complain ts

Other                                                                                                                                 Other                                                                                                                      Other

priv

person-                                                                                                                                                                                                                                                                                                                     personal                                                                                                     per-

s47F                                                                                                          Lisas47F-                                                                                                                   Emilys47F

Integrity Agencies                                                                                                                                                                                                                               Integrity Agencies                                                                                                                                                                                                          Integrity Agencies

priv                                                                                                                                                    priv                                                                                                                                       priv

personal-                                                                                                                                                                                                                                                                                                        personal-                                                                                                                                                                                                                                                                             personal-

s47F                                                                                                                                                    s47F                                                                                                                                       s47F
  • - -privacy Counselprivacy Counselprivacy Counsel personal- personal- personal- Chiefs47F Chiefs47F Chief Divisions47F

and

privacy                                                                                                                                                                                                                                                   privacy   privacy                                    privacy                                                                                                                                                                                                                                                                                                                                                                                                                                                         privacy                                                     personal-                                                                                                                                                                                                                                                                                            personal-                                         personal  s47F                                                                                                                                                                                                                                   personal                                                                                                                                                                                                                                           personal                                                                                                                                                                            s47F

s47F-                                                                                                                                                    s47F-                                                                                                                                                   s47F- )    - NDIA                         -                        -priv                                                                                                                                 NDIA

and

Complaint                                                                                                                                                                                                                                         Complaint and                                                                                                                                                                                                          Complaintpersonals47F-(

MLO                                                                              MLO                                                                       MLO NDIA

67431                                                                                                                                 67382                                                                                                                      67273

Y Awaiting Final Determinati on Y Y

progress

Y                                          In                     Y                   Y

Wilcox                                                                                                                               Wilcox                                                                                                                               Wilcox                                                                                                                 Wilcox

&                     &                     &                   &

Hall                                                                                     Hall                                                                                     Hall                                                                           Hall

the                                                            the                                                                the                                                            the                                                                                                                                                                received                                                                                                                                                                                                                                                                                                                                                 received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   received

of                                                                  of                  legal                                                                                                                                                         of                                                                                                               of                                                                                                                                                                                                 was                                                     was                        additional                                                            was                        additional                                 the      lacks                                                                                                                                               processes;                                                                                                                               was                        additional                                 the             processes;

for                      of                           for                      of                                                                                    for                                                                                                 handling                                           ADR                                                                                                   promptly;                                                                                                                                                                                                                                                                         handling           who                                                                                                                                     handling           ADR                                                                                                                                 promptly; handling                                    the   in                                          complaint            68387                                                                                                   the                                                                        complaint            70058                                                                                                                                                                      the       in                                complaint                                 the                                                    complaint            67518                        in                                        in          handling                                      in          handling                                   in                 2025                                            the       LEX                                 the           applicant                                                                                                                               the       LEX        2025                        the                 the            2025                                         the       LEX                                                            delay           o@ndis.gov.au                                                                                                                         application                                                                                                                                                                                                                                                                                                                                                                                              delay                                                                        matter.                                                                                                                                                                           matter.    2025                             delay   in   an                                                        matter.                                      delay   in                                                                                   @ndis.gov.au                                                                                                application                                                                                                                                                                                                                                                                                                                                                      April             May                                                                                                                                                                                                                                                   April                                                                               May                                                                                                                                            channel                                                                           of                         channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                   channel                                                                                                                                                                                          participating                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          participating                                                                                                                                                                    related                                                                                                                                                                                                                                                                                                                               related                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   @ndis.gov.au         related                                 the                                                                                                                                                                                                                                  the                                                                                                  this                                                                                                                                                                                           this                                                                                                                                                                                                                                                                                                                                                               this                          7                                                                                                                                         17        14                                                                                                 29                                                                                                                                                                                                                                                                                                     operations                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                operatio

to                                                                                           to                                                                                                                                                                             to                                                 in                                                                                             in                                                                                                                                                                               in                                                                                           applicable):                                                                                                                                                                                                                                                                                                                                                                     applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                applicable):                                                 type:                                                                                                                                                                type:                                                                                                                                                                                                                                                                                                                                                                                  type:                                                                                                                                                                                                                                                                               type:                                                                                what                                                                                                                                                                         what                                                                                                                                                                                                                                                                  what                                            with                                                  NIL                                                                                                                                                                                                                                                                                                             with              NIL                                                                                                                                                                                          NIL

(if                                                                                         (if                                                                                                                                                                                                                        (if                                                                                                                                                            (if                                                                                                                                                                                                             certain-                                                                                                                                                                                                                                                                                                                                            whatopecertain-                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    certain-                                                                                                                                     unnecessary                                                   refer                                                                                                 unnecessary                                                         refer                                                                                                 unnecessary                                                                                                                                                                                                                            unnecessary                                              refer               ID                                          ID                                                                 inconsistently           advantage                           ID                                                                 inconsistently                          ID                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              xxxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                                             s47E(d)                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              s47E(d)                                                                                             also                    complaint:  acknowledgement:                                                                                                specify                                                                                                                                                                                                                                                                                                                                                          also                                          complaint:  acknowledgement:                                dealing                             meaningfully        found:                 specify                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    s47E(d)                          complaint:  acknowledgement:                                dealing                            found:         specify                                                                                                                                                                                      also                    complaint:  acknowledgement:                                                                                                              meaningfully        found:         specify        of of                                complaint                               of of                                complaint                               of of                                complaint                          of of                                complaint                                 not causing    not                                                                                                                             causing        acting        taking                                                                                                                     causing        acting    not                                           not causing                 Date Date           Complaint    MLO (a) (b)  application; (e)        Breach              Please through:        Please  correspondence    Date Date           Complaint    MLO (b)  application; (d)  application/appeal; (g) resources;              Please through:        Please  correspondence    Date Date           Complaint    MLO (b)  application; (d)  application/appeal; (e)        Breach        Please through:        Date Date           Complaint    MLO (a) (b)  application;              Breach        Please through:        Please  correspondence

16-Sep-25                                                                                                                                                                                                                                                                                                                                                           8-Aug-25                                                                                                                                                                          23-Jul-25

14-May-25                                                                                                                                                                          7-May-25                                                                                                                                                                                               29-Apr-25                                                                                                                                                                          29-Apr-25

Closed                                                                                                                               Active                                                                                                                               Closed                                                                                                                 Closed

20                                          40                                          05                                      20

-                                                                    -    -                                                 -25/26-0074                                                     21 hours                                                                                                                                         11 hours                               16        11 hours                                                                                                 01 hours

& of 3

& &

Maddocks                                                                                                                                    Moray Agnew                                                                                                                                                                                                                                                   Moray Agnew                                                                                                       Page25/26-0073

FOI

perso-                                                                                                                                                        perso-                                                                                                                                                                                                                                                                                                    perso-

Sams47F                                                              Sams47F                                                                                                                          Sams47F

-   No                                         -   No                 -   No      -                                                            MLO -                     -                   -
  • Select Resolutions MLO complaints breach Integrity Agencies complaints Please One Resolutions MLO complaints breach Resolutions MLO complaints breach

    MLO: Complain ts MLO: Complain ts MLO: Complain ts MLO: Complain ts

    Other Other Other Other

    person- per- persona- person-

    s47F Emilys47F s47F s47F

    Integrity Agencies Integrity Agencies Integrity Agencies Integrity Agencies

    priv priv priv priv

    personal- personal- personal- personal-

    s47F s47F s47F s47F

    • Counselprivacy Counsel -privacy Counselprivacy personal- personal- personal- Chiefs47F Chief Divisions47F Chiefs47F

priv) )

) priva personal priv

personal                                                                                                                                                                                                     privacy   privac                                                   pr     personal                                   s47F-(                                                                                                               priv

s47F

(                                      persona                                                                                                                                                                                                                                                   personal                                                                                                                                                                                                                                              personal     personal                                                                                                                                                                                                            personal   s47F-                     NDIA

s47F-                                                                                                                                                                                        s47F-                                                                                                              NDIA                                                                                                                                        s47F-

-                          -                                                 -s47F-                                                                                                                               s47F-- NDIA                and

and                                                                                     NDIA                                                         and                                38782                                                                                                                                                     and                                      Complaint    ID:                                                                                                                                                                          Complaint                                                                                                                                                                                               Complaint                                                                                                                                                                          Complaint

MLO    LEX                                                         MLO                                                                MLO                                                         MLO

67261                                                                                                          67259                                                                                                          66263                                                                                              66262

Y Y Y Y

Y                  Y                   Y                     Y

Wilcox                                                                                                          Wilcox                                                                                                                 Wilcox                                                                                                                               Wilcox

&                  &                   &                     &

Hall                                                                       Hall                                                                           Hall                                                                                     Hall

the                                                                                                                                                       received                                                                                                                                                       received                                                                  legal                                              received                                                                                                                            received                        of                                                                                                                                                                                               Agency                                                                                                          Agency                                                         was                                                        was                                                            was                                               was                                           the                                           the                                                                                                                                                                                                                       the                                                                                                the                                                     the      lacks

of                             of                                                                                  of                                                                                                 handling                                                                                                                                fact                                                                       fact    who                                                                                                   promptly;                                a                                                   a                                    the                                                    complaint                                                                                                                                                                                                                                                                                                                                                      arguments;                                complaint                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        arguments;                                complaint                                                                                                                                     arguments;           complaint                        in          handling                                                                                                                  handling   on                                   on                                                                                                                                                                 handling                                                         the            2025                                            the                                                            the                                               the                 2025                           the                                           the                  legal                              2025                                                                                  applicant                                                                                                                                                                                                                                                                                    legal                                   2025                 the      legal                                                            delay                                                                                              proof                                                                                         proof                                                                                                                         application     in                             in   to                                   to   an                     April                                                                                                                                     in                                                                                                                                Feb                                                                                                                                                                                                   Feb                                                                                                          of                                                                                                                                    channel               March                                                                                                                                                                                                                                                                               channel                                                                                                                                                                                                                                                                                                                                                                                                                                  channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Office        15                 the                                                                                      13                                              11                                                                                             technical                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                technical                                                                                                                                  14                                                                        technical                                                                                                             NIL                                                                                           applicable):                                                                                                                                                                                                                                                                                                                           applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    applicable):                                                                                                                                               type:                                                                                                                                                                                                                                                  type:                                                                                                                                                                                                                                                                                                                                                                 type:                                                                           what                                                                                                                                                           what                                                                                                                                                                                                                                                                                                                 what                                                 type: with                                                                                                                                                                                                                                               what    xxxxxxx.xxxxxxxxxx@xxxx.xxx.xx                       (if                                                                               (if                                                                                                                                          (if                                                                                                                                                                                                             (if                                                                                                                                                                                                                                                                                               applicant                                                                                                                                                                                                                                                                                                                                                                                                                                                                        applicant                                                                                                                                                                     true;                                                                                                                                                                                                                                                                   true;                                                                                                                                     unnecessary                                                                                                                                                                                                             overly                                                                                                                                                                                                                                                                                                                                           overly    NIL                                                                                                                                                                                                                                                                                                                                                                                                                                                            overly               ID                                                     ID                                                                                            ID                                                                                                                                         ID                                                                an                                                                                                     an                                                                                                                                                                                                         inconsistently                                                                                                                                                                                                                                                                                                                                                                                                                               inconsistently                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            inconsistently                                                                                                                                                                                                                           found:                                                                  be                                                                                                        be advantage                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            xxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                      CEO                                          complaint:  acknowledgement:                                dealing                                                specify                              complaint:  acknowledgement:                to                                specify                               complaint:  acknowledgement:              to                            found:         specify                                           complaint:  acknowledgement:                                                                specify Minister's        of of                                complaint                        of of                                complaint                          of of                                complaint                               of of                                complaint                                 not causing        acting                                                                                      acting         putting        making                                                                                                            putting        taking        making                                                                                             acting        making                 Date Date           Complaint    MLO (a) (b)  application; (d)  application/appeal;              Please through:        Date Date           Complaint    MLO (d)  application/appeal; (f) knows (h)        BREACH        Please through:        Date Date           Complaint    MLO    (f) knows (g) resources; (h)        Breach        Please through:             Date Date           Complaint    MLO (d)  application/appeal; (h)        Please through:

12-Aug-25                                                                                                                                                               11-Jul-25                                                                                                                                                                          23-Jul-25                                                                                                                                                                                               20-Aug-25

15-Apr-25                                                                                                                                                               11-Mar-25                                                                                                                                                                          13-Feb-25                                                                                                                                                                                               14-Feb-25

Closed                                                                                                          Closed                                                                                                                 Closed                                                                                                                               Closed

05                                   05                                      05                                          05

-    -                       -                                           -25/26-0074                                                                                                                                  01 hours                                   16        01 hours                                              01 hours                                                                                      01 hours

& of

Oakley                                                                                                          Oakley                                                                                                                 Oakley                             4                     Mills                                                                                        Mills                                                                                              Mills                                                                                                                                                                          Maddocks                                                                        Page25/26-0073

FOI

-   No               -   No                 -   No                   -   No

Resolutions MLO -complaints Breach                                                                                                                                                             Resolutions MLO -complaints breach                                                                                                                                                                          Resolutions MLO -complaints breach                                                                                                                                                                                                    Resolutions MLO -complaints Breach

MLO: Complain ts                                                              MLO: Complain ts                                                                  MLO: Complain ts                                                                            MLO: Complain ts

Other                                                                                        Other                                                                                              Other                                                                                                          Other

persona-                                                                                                                                                                                  persona-                                                                                                                                                                                              persona-                                                                                                                                                                                                                     persona-

s47F                                                                                                      s47F                                                                                                            s47F                                                                                                                          s47F

Integrity Agencies                                                                                                                                                     Integrity Agencies                                                                                                                                                                Integrity Agencies                                                                                                                                                                                     Integrity Agencies

priv                                                                                                      priv                                                                                                            priv                                                                                                                          priv

personal-                                                                                                                                                                                                           personal-                                                                                                                                                                                                                         personal-                                                                                                                                                                                                                                                   personal-

s47F                                                                                                      s47F                                                                                                            s47F                                                                                                                          s47F

36357                                                  and                            privacy                                                                                                                                                                                                                                                                                             privacy           ID                                                                                                                                       privacy                                                                                                                                                                                                                                                                                                                                                                                   privacy   priva

LEX                                personal                                                                                                                                                                          personal                                                                                                                                                                     personal                                                                                                                                                                                                                           personal    personal

s47F-  priva                                                                                                    s47F-                                                                                                       s47F-  priva                                                                                                                                   s47F-   s47F-(

-                  -                   -                     -                                                        personal                                                                                                                                                         privac                                                                                                                                                                                                                         personal

NDIA                                   s47F-(                                                                                                                                                                                                                                                                       s47F-(                                                                                                                                                                                                                                                                           personal

and                                      Complaint                                                                                                                                                               Complaints47F-                                                                                                                                                                      Complaint                                                                                                                                                                                               Complaint                     NDIA                                                                                                                                                      NDIA

MLO and                                                  MLO NDIA                                                     MLO and                                                            MLO

65160                                                                                        63115                                                                                              62093                                                                                                          61642

Y Y Awaiting Final Determinati on Y

progress

Y                   Y                                      In                   Y

Wilcox                                                                                                                 Wilcox                                                                                                                 Wilcox                                                                                                                 Wilcox

&                   &                   &                   &

Hall                                                                           Hall                                                                           Hall                                                                           Hall

the                                                     the                                                         the                                                            the                                                                                                                                                                                                                                                                                                                               received                                                                                                                                                                received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             received

of                        of      legal                                                                                                     of                  legal                                                                                                                                               of            legal                                                                                                                                                                                                                    Agency                                                            was                                                                                                                        wasprivacy                                                      was                                                         was                                                                                                                                                               the      lacks                                                                                              lacks                                                                        lacks                                                     the    the

of                                      of                     ;                                                                      handling                                                                                                 handling    who                                                                                                                                                                                                                                                                                                                                                                                                                      handling           who                                                                                                                            handling       who                                                                                                                                             fact                                                                                                   promptly.                                   a                 2024                                    the                                                              complaint                              the                                                                                                                                                                                                                                                                                                                                                                                        arguments;           complaintpersonal                          the                                                          arguments;           complaint                                                                                         promptly; the                                                              complaint                        in                                   in          handling   on                            -                  in          handling                                   in                                                            the                                                         the                                                         the                                                         the                                                                                                                                                                                            legal                                                                                                                                                                                                                                                                                               legal                                                                                                                                 applicant                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 applicant                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    applicant                                                                                                2025                                                                                                                                                               the                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             @dss.gov.au        2024                                                                                                                                                                           ag                                                                                                                                                                                 proof                                                                                                                                                          delay    the                                                            delay                                                                                                                                                                                                                                                                                                                                                                      delay                                                                                                                                                                           of                                                                                                                s47F        2025                             delay                                                                  in                                                                                                          in                                                                                                              an                                                                                                                                                      an                                                                                                                         application                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        application                             an                                                                     @ndis.gov.au                                                                       to                                                                        JAN                                  December                                                                                                                                                                                               Aug                                                                                                              of                                                                                                                                                                                                                                                                                       channel         Dec                                                                                                                                            channel                                                                                                                                                                                                                                                                                                                                                                                                                                  channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             channel

6        13                 the     of                                                                                                                                10                 the       of                                                                                                                                                                                                                                          operatio                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      operations                                                15                                                                                                                 technical                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     technical                                                                                                                                                                                                                                                                                                                                         applicable):                                                                                           applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      applicable):                                                                                                                                                    type:                                                                                                                                                                                                                                                        type:                                                                                                                                                               what                                                                                what                                                                                                                                                                                                                                               what                                                 type: with                                                                                                                                                                                                                                                                                                                                                           type: with                                                     NIL                                                                                                                                                                                                                                                         NIL

(if                       (if                                                                                                                                              (if                                                                                                                                                                                                          (if                                                                                                                                                                                                             certain-                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      certain-                                                                                                                                                                                                                                                                                                                              applicant                                                                                                                                                                                      true;                                                                                                                                                                                                                                                     @dss,gov.au                                                                                                                                                                                                                                                                                                                                                   unnecessary                                                                                                                                     unnecessary                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              unnecessary                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     unnecessary                                                                                                                                                                                                                                  overly                                                                                                                                                                                                                                                                                                                                                         overly                                                       ID               ID                                                                                               ID                                                                                                                                      ID                                                                       an                                                                                                                                                                                                                                                                                                                                                                                                                                                                               inconsistently                                                                                                                                 advantage                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     inconsistently           advantage                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    advantage              what                                                                         be                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              xxxx@xx.xxx.xx                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              xxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                                             s47E(d)   opera                                                                                                                                                                                                                                                                                                                                                                                                                                                       complaint:  acknowledgement:                                                                                                                                                                                                                                                 complaint:  acknowledgement:                                          complaint:  acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      s47E(d)                          complaint:  acknowledgement:                                                                                                          found:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  found:                                                                                                                                                                                                                                                                                       specify                                                                                                                                            specify                                                                                                                                                                                                                                                                                                                                                                                                                                  specify                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             specify                                                                             dealing                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              dealing                                                                         to        of of                                complaint                                                                                                             certain-   of of                                complaint                          of of                                complaint                          of of                                complaint                                 not causing        taking                                                                                                            causing        acting         putting        making                                                                                     causing        acting        taking        making                                    not causing              taking                 Date Date           Complaint    MLO (a) (b)  application; (g) resources.        Breach        Please through:s47E(d)      Date Date           Complaint    MLO (b)  application; (d)  application/appeal; (f) knows (h)        Please through:        Date Date           Complaint    MLO (b)  application; (d)  application/appeal; (g) resources; (h)        Please through:        Date Date           Complaint    MLO (a) (b)  application; ; (g) resources;              Please through:        Breach

18-Dec-25                                                                                                                                                                          28-Mar-25                                                                                                                                                                                                                                                                                                                                                             14-Mar-25

13-Dec-24                                                                                                                                                                          15-Jan-25                                                                                                                                                       6-Dec-24                                                                                                                                                                          10-Aug-24

Closed                                                                                                                 Closed                                                                                                                 Active                                                                                                                 Closed

05                                      05                                      20                                      05

-    -                                            -                                                                -25/26-0074                                                01 hours        01 hours                                                                                        11 hours                                                                                                                                01 hours                                    16

& of

Oakley                                                 5                     Mills                                                                                                                                                                                                                                        Agency Internal                                                                                                                                              Maddocks                                                                          Page25/26-0073

FOI

Emilyper -s47F

MLO No-                 -   No-                                                     MLO -                 -   No-

-                                       -                                                                                                                                                                                                                                                                                            Select

Integrity Agencies complaints breach                                                                                                                                                                          Resolutions MLO complaints breach                                                                                                                                           Integrity Agencies complaints *Please One*                                                                                                                                                              Resolutions MLO complaints breach

MLO: Complain ts                                                                  MLO: Complain ts                                                                  MLO: Complain ts                                                                  MLO: Complain ts

Other                                                                                              Other                                                                                              Other                                                                                              Other

pe s47F

persona-                                                                                                                                               perso                                                                                                                                                                                  persona-                     Simon                                                                                                        s47F                                                                                                  Jesses47F-                                                                                                      s47F

Integrity Agencies                                                                                                                                                                Integrity Agencies                                                                                                                                                                Integrity Agencies                                                                                                                                                                Integrity Agencies

priv                                                                                                            priv                                                                                                            priv                           s

personal-                                                                                                                                                                                                                         personal-                                                                                                                                                                                                                         personal-

s47F                                                                                                            s47F                                                                                                            s47F

-                                             -privacy                             Counsel                                                                                                                                                                                                                                                                                                                   Counsel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            personal-                     Chief Division                                                                                                                                                                                            Chief Divisions47F

and

privacy                                                                                                                                                    privacy  ID:                                privacy                                                                                  NDIA                                                                                                                                                                                                                                 privacy

LEX                                                                                                                                                                                                                                                                                                                                                                             personal )                                                                                                                                                          personal                                     personal                                                                                                                                                                                                               personal  and

priv                                                                                                                                       priva)                       s47F- )                                                                                                                      s47F-                                                                                                    s47F-                                                                                                          s47F-

-    -priv                  -                   -personal                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          personal

personal                          )                                                                                                                           s47F-(                                                                                                                                   s47F-                                                                                                                                                                                       priva                                      Complaints47F-(                                                                                                                                                                Complaint                                                                                                                                                                          Complaint                                                                                                                                                                          Complaint                                                                                                                                                                                    NDIA                                                                           NDIA                                                                                                                                                                                                                                                                                                     personal

MLO NDIA                                                     MLO      s47F-                                                    MLO and                                                     MLO and 33037

60262                                                                                              60252                                                                                              60231                                                                                              59331

Y Y Y Y

Y                 Y                     Y                 Y

Wilson

&                         Wilcox                                                                                                   Wilcox

& &

Hall                                                                  Hall                                                                                                                               Lander Rogers                                                                                                            McInnes

to

the                                                        the                                                                                                                 the                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     received                                                                                                                                              received                                                                                                                                                                                                                                                                                                                              received                                                                                                                                               received

of                                                             of                                                                                                                                           of                       legal          tribunal

was                                                                                                                       was                                                                                                                                                                                was                                                                                                                                                                                                                                        the       was                                              additional                                                                                                                                                                                                                       the                                                                                                                                                           the             processes.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  processes; lacks                                                                                                                                                                                                                                                                                                                                          processes;

of                                      of                                         for                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           handling                                                                                        handling                                                                                                                                                                                                                                                      handling                                                                                                                                                                                                                              ADR who        assist                                                                                                   ADR                                                                                                                                                      promptly.       ADR                                                                                                                      promptly;                                                                                                                                                                                                                                             promptly                 2024                 the             arguments;                                complaint            2024                        the   in                                                    complaint             2024                  in                                complaint                             the       in     to                     complaint                       69687                      in                                      in                                                                                                                                                                 handling                                 in          handling                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           @ndis.gov.au                                                                                                                                                                                                                                                                   LEX                                                                  legal           the                                                               the                                                     the                                                               the                                                                                                                                                           the                                  2025                           the                     applicant                                                                                                                  ag                                                                                                                                                                                                                                                                                                                                                           delay                                                       delay                                                                                                                                                          delay                         of                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             application in                                                                                                                                                                         application                                                                                                                                                                                                                                                                                                                                      application                                                                                                                                               in     an                                                                                matter.                                                                                                                                                                                                                                                      June                                                                                                                                                                                                   September                                                                                                                                                                                                                                                                                                                                                                                                           September                                  November                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               participating                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    channel                                                                                                                            channel                                                                                                                                                                                                                                                                                      channel                                                                                                                                                                                                                                                                                                                                                                                                                          channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                participating of             endeavours                                                                                                                                                                                                                                                                                                                                                                                                                                             participating                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            related                                                                                                                                                        the                                                                                                                                                                                                             the                                                                                         the                                                                                                                                                                                                                                                                                                                                                             this                                                                                                                           12                                           20                                                                                        25        25                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            operations                                                                                                                       technical                                                                                                                                    Manager                                                                                                                                                                            to                                                                                                                                                                               in                                                                                                                                                                                                                                                                                                                     best                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          applicable):                                                                                           applicable):                                                                                                                                                                                                                                                                                                             applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        applicable):                                                                                                                                                                                                                                                                                                                                               type:                                                 type:                                                                                                                                         type:                                                                                                                                                                                                                                                        type:                                                                                                                                                                                                           with                                                                       what                                                                                                                                                               what                                                                                                                                                                                                                                          what                                                                                                                                                                                                                                                                                 with                                                                                                                      with                                                                                                                                                                                                                                                                                                                                  what       NIL                                              NIL                                                                                                             NIL                                                                                                                                                                         NIL

(if                       (if                                                                           (if                                                                                                                                              (if                                                                                                                                                                                                                                                                                                                                                                                                                 certain-                                                                                                                                                                                                                                        our                                        refer

ID                                                                                                                         unnecessary        overly                      ID                                                   unnecessary                               ID                                                 inconsistently                        ID                                       unnecessary                  inconsistently                     advantage                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 decision.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    xxxxxxxxx@xxxx.xxx.xx                                                                                                                                    General                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      xxxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         acknowledgement:                                                                                     acknowledgement:                                                                                                                                                                                                                                                                                                                                                                             acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      complaint:                                                                                                                                                                                                                         complaint:                                                                                                                                                                                                                                                                                                                                                                                                                 s47E(d)                           complaint:                                          complaint:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    specify                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        found:     also                                                                                             found:         specify                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         meaningfully        found:         specify                                                                                                                                                                                                                                                                                                                                                                                                            meaningfully              found:                 specify                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      meaningfully            using                                                                                                                                                                                                                                           its                                                                                                                             of                                complaint dealing           of                                complaint                                              of                                complaint         dealing                                                                                          of                                complaint dealing                                                                                                                           of                                           of                                                                                        of        of                                                                             causing        making                                              not causing    not                                                  Not acting    Not                                       not causing        acting    not taking    not                 Date Date           Complaint    MLO (b)  application; (h)        Breach        Please through:       Date Date           Complaint    MLO    (a) (b)  application; (e)              Breach              Please through:        Date Date           Complaint    MLO (a) (d)  application/appeal; (e)        Breach        Please through:   Date Date           Complaint    MLO (a) (b)  application; (d)  application/appeal; (e) (g) resources; (i) make        Please through:        Breach        Please  correspondence

18-Feb-25                                                                                                                                    6-Feb-25                                                                                                                                                                                               14-Apr-25                                                                                                                                                     19-Nov-25

25-Nov-24                                                                                                                                                     20-Sep-24                                                                                                                                                                                               25-Sep-24                                                                                                                                                     12-Jun-25

Closed                                                                                                   Closed                                                                                                                               Closed                                                                                                   Closed

05                                 05                                          05                                 40

-    -                      -                                            -25/26-0074                                                                                                                           21 hours                                      16        01 hours                                           01 hours                                                                                        01 hours

& of

Oakley                             6                         Agency Internal                                                                                                                           Maddocks                                                                                                          Mills                                                                                                   Sparke Helmore                                                                             Page25/26-0073

FOI

perso

Sams47F

-   No              -   No                   -   No                                 No      -                 -                     -                                              MLO -

Resolutions MLO complaints breach                                                                                                                                                Resolutions MLO complaints breach                                                                                                                                                                                                    Resolutions MLO complaints breach                                                                                                                      Integrity Agencies complaints breach

MLO: Complain ts                                                         MLO: Complain ts                                                                            MLO: Complain ts                                                         MLO: Complain ts

Other                                                                                   Other                                                                                                          Other                                                                                   Other

per                                      persona-                                                                                                                                                                                                                   persona-                                                                                                                                                                                                                                                                                                                                                                                                                                              persona-

s47F                                                                                                                        s47F                                                                                                                                                                                                                                                      s47F                                                                                                                        Kathryn                                                                                                                                                                                                                                                                                                                                                                                                                                                       s47F-

Integrity Agencies                                                                                                                                           Integrity Agencies                                                                                                                                                                                     Integrity Agencies                                                                                                                                           Integrity Agencies

priv                                                                                               priv                                                                                                                          priv                                                                                               priv

personal-                                                                                                                                                                                              personal-                                                                                                                                                                                                                                                   personal-                                                                                                                                                                                              personal-

s47F                                                                                               s47F                                                                                                                          s47F                                                                                               s47F

-privacy                                                                                                                                                                                                                                                                                                                                                                                                                                              Counsel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               personal-                                                                                                                                                                                                                                                                                                                   Chief Divisions47F

and )

privacy    37784                                                                                                                       privacy  ID:                                                                                                                                                                                                   privacy  privpersonal                      p   privapersonal

personal  ID:                                                                                                                                        personal  LEX                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            personal   s47F-(                                                                                                                                                                          personal   s47F-(                                p1)                LEX                        s47F- )                                                                                     s47F-                                                                                                                                                       s47F-                                                                                                                       s47F-                                            - NDIA               - NDIA    -priv                -personal

Complaintpersonals47F-(                                                                                                                                           Complaints47F-(                                                                and 29554                                              and                                                                                                                                                                                                                                                                                                                                                                                                           Complaint    ID:                                                                                                                                Complaint                                                                                           NDIA

MLO NDIA                                              MLO and 30766                                                         MLO    LEX                                           MLO

58352                                                                                   55111                                                                                                          55339                                                                                   68778

Awaiting Final Determinati on Y Y

progress

In                   Y                      Y

Wilson                                                                                                                 Wilson                                                                                                                                      Wilson

McInnes                                                                                                                                    McInnes                                                                                                                                                             McInnes

to to

the                                                         the                                                                                                                                              received

of                                                                of                   tribunal                                                                                                                                                                                                                                                                                                                                        received                                                                                    legal                   Tribunal                   received                                                                                                                                                                                          the       was                                              additional                                           the                                                                                                          the              was                        additional                                 the      lacks                                                     was                        additional                                                                                                                         processes.

of                 for                                                                   for                      of                                         for                                                                                                 handling                                                                                                                                                                                                                                                                handling                                                                                                       ADR assist                                                                   who              assist                                                                                                   promptly;                                                                                                                                                                                                                                                                                     promptly;                                    the                                          complaint            69226                                                                                                the   in to                                          complaint            69036                                                                                                                                                            arguments.                                                                                                                            to                     complaint                       68657                        in          handling                                 in                                                                                                                                                                                            handling

the              LEX                 2025                           the       the       LEX        2025                                                the       LEX        2025                        the           applicant      legal                                                            delay                                                                                              delay                                                                                                                         application     in                                                matter.                                                                                   application                                                                                                matter.                    in   an                                                                                        matter.                 June                                                                                                                                              May                                                                                                June                                                                                                                     of                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             endeavours                                                                                                                            channel                                                                                                                                                                                                                                                                                               channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                          channel                                                                                                                                                                                                                                                                                                                                                                                                                                                             participating endeavours                                                                                                                                                    related                                                                                                                                                                                                                                                                                                                       related                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  related                                 the                                                                                            the                                                                                         this                                                                                                                                                                                      this                                                                                                                                                                                                                                                                                                 this        12                                                                                               16                                                11                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     technical                                          to                                                                                         to                                                                                                                                              to                                            in                                                                                           in                                                                                                                                                in                                                                                                                                             best                                                                                                                                                                                                                                                        best                                                                                           applicable):                                                                                                                                                                                                                                                                                                                                         applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  applicable):                                                 type:                                                                                                                                                    type:                                                                                                                                                                                                                                                                         type:                                                                       what                                                                                                                                                                    what                                                                                                                                                                                                                                                                      what                                            with                                                                                                                           with                                                                                                                    NIL                                                                                                                                                                                                               NIL                       (if                                                                                  (if                                                                                                                                                        (if                                                                                                          refer                                                                                                                                                                                          our                                        refer                                                                                                                                     unnecessary                                                                                                                                                                                                                                                                                                                                                               unnecessary       our                                        refer                                                                                                                                                                                                                                                                                                                                                                              overly               ID                                                       ID                                                                                                                                                                                                         inconsistently                                                                                                      ID                                                                 inconsistently           advantage                                                                                                                                                                                                                                                                                                                                                                                         xxxxxxxx@xxxx.xxx.xx                                                                                                                                                     decision.                                                                                             xxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                     decision.                          Ministerial                                                                                     acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                   acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         acknowledgement:                                          complaint:                                                                                    also                   complaint:                                                                                                                                                                                                                                        found:         specify          also                     complaint:                                                                                                                                                                                                                                                                                                                                                                                                                                                                          specify            found     also                                                                                                                                                                                                                                                                                                                                                                                                                           meaningfully using its                                                                                                                                                                                                                                                                                                                      using its           of                                complaint dealing                                        specify                                                  of                                complaint dealing                                                                                                 of                                complaint        of                                                                                               of                                                of                                 not causing        acting                                              not causing    not not                                                                                                                         acting        taking        making not                 Date Date           Complaint    MLO (a) (b)  application; (d)  application/appeal;        Please through:        Please  correspondence   Date Date           Complaint    MLO (a) (b)  application; (e) (i) make        Breach        Please through:        Please  correspondence    Date Date           Complaint    MLO       (d)  application/appeal; (g) resources. (h) (i) make        Please through:        Breach        Please  correspondence

19-Sep-25 18-Nov-25

17-Jun-25                                                                                                                                                                          11-Jun-25                                                                                                                                                                                                         16-May-25

Active                                                                                                                 Closed                                                                                                                                      Closed

20                                      20                                             40

-                                               -    -25/26-0074                                                11 hours                                                                                               21 hours                                                     16        11 hours

& of 7

& Oakley

Mills                                                                                              Moray Agnew                                                                                                                               Sparke Helmore                                                                                                          Page25/26-0073

FOI

perso-                                                                                                                                       perso-                                                                                                                                                                perso-

Sams47F                                                       Sams47F                                                                  Sams47F

MLO -                 -   No-                                                                MLO No-

-                                          -                                             Select

Integrity Agencies complaints *Please One*                                                                                                                                                              Resolutions MLO complaints breach                                                                                                                                                                           Integrity Agencies complaints breach

MLO: Complain ts                                                                  MLO: Complain ts                                                                                MLO: Complain ts

Other                                                                                              Other                                                                                                                Other

per-                                                                                 per-                                                                                                                                                                                       person-                     Emilys47F                                                                                                                                 Jessicas47F                                                                                                                          s47F

Integrity Agencies                                                                                                                                                                Integrity Agencies                                                                                                                                                                                               Integrity Agencies

priv                                                                                                            priv                                                                                                                                priv

personal-                                                                                                                                                                                                                         personal-                                                                                                                                                                                                                                                                personal-

s47F                                                                                                            s47F                                                                                                                                s47F

-privacy                             Counsel     -privacy                                                                                                                         Counselprivacy                                                                                                                                                         Counsel                                                                   personal-                                                                                                                                                                                                        personal-                                                                                                                                                                                                                                                                        personal-                     Chief Divisions47F                                                                                      Chiefs47F                                                                                                              Chief Divisions47F

) privacy privacy privacy

personal                     pers                                                                                                                                                                                                              personal    personal                     NDIA                                                                                                                                                                                                                                                                                                        priva

s47F-                                                                                                                                                               s47F-                                                                                                                                                                                                                                                       s47F-

-                        -s47F-                                               -                and                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         personal

NDIA                                                                                                                                                           s47F-(                                                   privac                                                                            and                                      Complaint                                                                                                                                                                          Complaint                                                                                                                                                                                                         Complaint                                                                                                                                                                                                  NDIA                                                                    personal

MLO      s47F-                                                    MLO                                                                   MLO and

68713                                                                                              68671                                                                                                                67443

Y Y Y

Y                            Y                             Y

Wilson                                                                                                                                                                         Wilson                                                                                                                                                                                Wilson

McInnes                                                                                                                                                                                                      McInnes                                                                                                                                                                                                              McInnes

to to

the                               the                                                   the                                                                                        the                                                                                                                                                                                                                                                                                                                                                                                                                                                                received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      received                                                                                                                                                                                                                      received                                                                                                                                               of      legal                                                                                   of                             legal          tribunal                        of                                     tribunal         of                                                                                                                                                                                                                                                                                   Agency                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 additional                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         additional                                                     the                        was                                               the                                           the                                                                                                                                                                                                                                                                                                                                                                                  lacks                 was                                                                                                                                                                      processes.                                                                                                                                         the      lacks    the              was

of                             of                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           Branch    for                                                                                                                                                                                                                                                                                                                                          handling                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              handling                                                                                                 handling                                                                                                                                                                                           handling                                                                                                                                                                                                                              who                                                                                                                                                                                       fact                                                                                                                                                who        assist                                                                                                          assist                                                  ADR                                                                                                                                                                                                                                                                                                                                                                          promptly.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           promptly;                                                                                                   promptly;                                                                                                                                                                                                        promptly;                                              a                                   to                                                                                                                            the                                                                                                                                                                                                                       the                                    the                                 in                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      complaint                                                                      the                     complaint                                                                                                     to                                          complaint       for68519                                                                                                                                                                                                                                                                                                                                                                                                                                    67610                        in          handling                in                                  in          handling   on                                                  in                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Ministerial    LEX                                                                                                                                                                                  LEX                                                                                                                          applicant                 2025                           the                                  the                                               the                                applicant                     the                                                                       the                                                            delay                                                   delay                                    2025                                  delay                  proof                                                                    2025                                  delay                                                                                                                         application     in                                                                            application                                                                                                                                                                                          application     in   to   an                                                                                matter.                                                                                                    application     an                     and                 matter.             May                                                                                                                                                                                               May                                                                                                    May                                                                                                                                                                                                                        participating endeavours           the                         channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       endeavours                                channel                 related this                                                                6                 the     of                                 1                 the              of        26                 the

to in                                                                                                                                                                                                         best                                                                       best                                                                                                                                                                                                                                                                                                                                                                                                                                                         applicable):      type: with                                                                                           applicable):      type: with                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 channel                 related this                                                                                                                                                                 NIL     what     to                                                                                                                         in                                                                    applicable):      type: with                     NIL     what                                                               Yes with              what

(if                                                                                                                                                                                                          (if                       (if                                                                                                                                                                                                                                                                                                                                                                                                                            applicant true;       our                                        refer                                                                                                                                                                                                                                                                                                                                                                                                                                                                      unnecessary                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     unnecessary                                                         refer                                                                                                                                     unnecessary              our                                                   unnecessary                                                                                                                                      ID                                                    advantage               ID                                                                                 inconsistently                                                                          ID                                                                                 inconsistently   an be advantage                     decision.                                                                                                 xxxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Parliamentary                                                                                                                                                                          decision.                        CEO                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               acknowledgement:                                                                                     acknowledgement:                                          complaint:                                                                                                                                                                                                                                                                                                                                  found:         specify          also                                  complaint:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       found:         specify          also                                                                                                                               found: dealing                         specify                                                         complaint:                                                                                              to            using its                                                                                                                                                                                                       meaningfully using its                                                                     of                                complaint dealing                                                                                                                                  of                                complaint dealing           of                                complaint dealing                                                                                                                                of                                                                   of        of                                 not causing        acting    not not           not causing                                               not causing        acting         putting        taking    not                                                          not causing        taking                 Date Date           Complaint    MLO (a) (b)  application; (d)  application/appeal; (e) (i) make        Breach (a) (b)  application;        Please through:                  Date Date           Complaint    MLO (a) (b)  application; (d)  application/appeal; (f) knows (g) resources. (i) make        Breach        Please through:        Please  correspondence         Date Date           Complaint    MLO (a) (b)  application; (g) resources;              Breach        Please through:        Please  correspondence

30-Oct-25                                                                                                                                                                                                                                                              18-Sep-25                                                                                                                                                                                                                                                                        29-Jul-25

26-May-25                                                                                                                                                                                                                                                              21-May-25                                                                                                                                                                                                                                           6-May-25

Closed                                                                                                                                                                         Closed                                                                                                                                                                                Closed

05                                                        20                                                           20

-                                                                -    -25/26-0074                                                                   11 hours                                                                                                                                11 hours                                    16        01 hours

& of Oakley 8

Mills                                                                                                                                                                         Sparke Helmore                                                                                                                                                                          Sparke Helmore                                                                        Page25/26-0073

FOI

perso- perso

Sams47F Sams47F

MLO -                          -   No-                           -   No-

Integrity Agencies complaints Breach                                                                                                                                                                                                                                                                                 Resolutions MLO complaints breach                                                                                                                                                                                                                                                                                              Resolutions MLO complaints breach

MLO: Complain ts                                                                                                        MLO: Complain ts                                                                                                             MLO: Complain ts

Other                                                                                                                                             Other                                                                                                                                                   Other

persona-                                                                                                                                                 per-                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          person-                     s47F                                                                                                                                                                                                          Jessica                                                                                                                                                                                                 s47F                                                                                                                                                                                                                                                                                                                                                                      s47F

Integrity Agencies                                                                                                                                                                                                                                                    Integrity Agencies                                                                                                                                                                                                                                                              Integrity Agencies

priv                                                                                                                                                                 priv                                                                                                                                                                        priv

personal-                                                                                                                                                                                                                                                                                                                                  personal-                                                                                                                                                                                                                                                                                                                                                personal-

s47F                                                                                                                                                                 s47F                                                                                                                                                                        s47F
  • - Counselprivacy Counselprivacy personal- personal-

Chiefs47F Chiefs47F

priva                                   priva                                                                                                                    NDIA

privacy                                                                                                                                                                                                                                                                               privacy                                                                                                                                                                                                                                                                                                     privacy                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          personal                                                        personal                                                                                       and                                          personal                                                                                                                                                                                                                                                                                                                                                                      personal                                                                                                                                                                                                                                                                                                                                               personal   s47F-(                                   s47F-(

s47F-                                                                                                                                                                                                 s47F-                                                                                                                                                                                                                  s47F-

-                            -                             -                                                                                                                                                                                                                                                                    NDIA                     NDIA

and                and                                                                                                                                                                                                                                                     privac                                      Complaint                                                                                                                                                                                                                                                              Complaint                                                                                                                                                                                                                                                                        Complaint                                                                                                                                                                                                                                                                                                                                                                                                               personal

MLO                                                                                     MLO      s47F-                                                                                   MLO

67434                                                                                                                                             67426                                                                                                                                                   67104

Y Y Y Y

Y               Y                    Y                   Y

Wilson                                                                                            Wilson                                                                                                                        Wilson                                                                                                                 Wilson

McInnes                                                                                                            McInnes                                                                                                                                            McInnes                                                                                                                                    McInnes

to to

the                                                            the                                                     the                                                                                                                                                                                                                                                                                 received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   received                                                                                                                                     received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    received

of                                                                                                                                        of                  legal                                                                                                          tribunal                                                                                                          Hon                           of                   tribunal                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 additional                                 the    the                                                                                                                                                               the              was                                 the      lacks              was                                                  was                                                 was the                        additional                                                                                                                         processes;                                                                                                                                                                                                                                    handling                                                                                                                                                                                                                                                                                                                                                                                                            handling                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  handling           who                      of        assist                                          by       for                                                              of                               for                                                                                                                                                           ADR assist                                                                                                                                                                                                                                                      promptly;                                                                                                                                                                                                                                                                                                                                                                                                                                                   promptly;                          to                     complaint                                 the                                          complaint                  68720                                                                                                                                                    the   in to                                          complaint                          the                                                          arguments;                     complaint            70434                                                                                        handling                                 in                                              received                           in                                   in          handling                                                                                                                                                                               the        2025                                                                                                      the           LEX                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          @ndis.gov.au    LEX                                                                                                                                                                                                                                                                                                                                                                                       legal       the                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               applicant                 2025                 the                                                                                                                                                                                                                                                                                                                                               age                                                                                                                                              delay                                                                                                                                                                                                                                                                                                                                                     delay    the                                                                                                                                                                                                                                                       delay                                                                                                                                                                                                                                of                                                                                                                                             in                      in                                                                                                                                                 an                                                  the            2025                                                               application                                                                                                                                                                                                                                                                                      matter.   2025                                                               application                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    matter.                                                                                                       March                                                                                                                                                                                                                                                                                                                   March                     April                                                                                                                                                 of                                                                                                                                    endeavours                                                                                                                                                                                                                April                                                                                                                                                                                                                                               channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     channel                                                                                                                    channel                                                                                                                                                                                                                                                                                                                                                                                                                         channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                participating endeavours                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            related                                                                                  the                                                                                                                                                 the                                                                                                                                                                                                                                                                                                                             Complaint MP         related                                                                                                                                                               this                                                                                                                                                                                                                                                                                                                                            this                                         30                                                                                                                           11                                          9        22                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              operations                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   technical                                                                             to                                                                                                                                                                   to                                                                               in                                                                                                                                                                      in                                                     best                                                                                                                                                                                                                   best                                                                                                                                                                                                                                                                                               applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          applicable):                                                                                           applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            applicable):                                                                                                                                   type:                                                                                                                                                                                                                                                                                                                                               type:                                                 type:                                                                                                                                                                                                                                            type:                                                                                                                                        what                                                                                                                                                                                                                                                                                                                         what                                                                  what                                                                                                                                                                                                                                          what                                                                                                                                                                                                 with                                                                                                             with           NIL                                                                                                                                                                         NIL

(if                                                                                                                                                                                                  (if                       (if                                                                                                                                       (if                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              certain-                                        our                                                                                                                                                                                                                                                                                                                         unnecessary                                              refer                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              unnecessary                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                unnecessary       our                                                ID                                                                                                                                  ID                                                                                          ID                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           inconsistently           advantage               ID                                 inconsistently                                                                                                                                 decision.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      decision.                                                                                                                                                                                                                                                                                                                                                                                                   Ministerial Rishworth                                                                                                                                                                                                                                                                                                                                                                   xxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        xxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              s47E(d)                                                                                                                                                                                                                                                                                                                                                           acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         acknowledgement:                                                                                     acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           acknowledgement:                                                                                                                                                                                                              complaint:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      complaint:                                          complaint:                                                                                                                                                                                                                                                                                                                                                                                                                                   overly                             refer                                                                                                                                                                                               found:         specify                                                                                                                                                          also                    complaint:                                                                                                                                                                                                                                                                                                                                       also                                                                                                                    specify                                                                                                                                                                                                                                                                                                                                                 found:         specify                                                                  using                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             meaningfully using                                           its                                                                                                                                                                  its                                           of                                complaint dealing                                                                                                                             of                                complaint                                                                        specify           of                                complaint                                                                                     of                                complaint dealing                                         of                                                                                                                           of                                                                                   of        of                                                                  acting    not                                       not causing                                                         not causing    not not                                                                                                    causing        acting        taking        making                 Date Date           Complaint    MLO (d)  application/appeal; (i) make        Please through:       Date Date           Complaint    MLO (a) (b)  application;        Breach        Please through: Amanda        Please  correspondence   Date Date           Complaint    MLO (a) (b)  application; (e) (i) make        Breach        Please through:   Date Date           Complaint    MLO (b)  application; (d)  application/appeal; (g) resources; (h)              Please through:        Please  correspondence

20-Aug-25                                                                                                                                          16-Sep-25                                                                                                                                                                7-Aug-25                                                                                                                                                                          18-Aug-25

30-Apr-25                                                                                                                                          30-Mar-25                                                                                                                                                                9-Apr-25                                                                                                                                                                          11-Mar-25

Closed                                                                                            Closed                                                                                                                        Closed                                                                                                                 Closed

05                               20                                        05                                      10

-                     -                                          -    -25/26-0074                                                                                                                           06 hours                                      16                                         11 hours                                                                                   01 hours        01 hours

& of

Oakley                                                                                            Oakley                                         9

Mills                                                                             Mills                                                                                                                        Sparke Helmore                                                                                                          Sparke Helmore                                                                             Page25/26-0073

FOI

perso- perso

Sams47F Sams47F

-   No             -   No                  -   No                 -   No

Resolutions MLO -complaints Breach                                                                                                                                    Resolutions MLO -complaints breach                                                                                                                                                                                       Resolutions MLO -complaints breach                                                                                                                                                                          Resolutions MLO -complaints Breach

MLO: Complain ts                                                    MLO: Complain ts                                                                       MLO: Complain ts                                                                  MLO: Complain ts

Other                                                                             Other                                                                                                    Other                                                                                              Other

persona-                                                                                                                                     person-                                                                                                                                                                                                         persona-                                                                                                                                                                  person-

s47F                                                                                        s47F                                                                                                                   s47F                                                                                                            s47F

Integrity Agencies                                                                                                                                Integrity Agencies                                                                                                                                                                          Integrity Agencies                                                                                                                                                                Integrity Agencies

priv                                                                                        priv                                                                                                                   priv                                                                                                            priv

personal-                                                                                                                                                                                 personal-                                                                                                                                                                                                                                      personal-                                                                                                                                                                                                                         personal-

s47F                                                                                        s47F                                                                                                                   s47F                                                                                                            s47F
  • - Counselprivacy Counselprivacy personal- personal-

Chiefs47F Chiefs47F

privacy                                                             and                                                                                                               priv                             privacy ID                                                                                                                                                                                                                                                                                                                                                                                    privacy                                                                                                                                                                                   privacy )

personal                LEX                                                                                                                personal                                  personal                                                                                                                                                                                                                                                                                                                                                                                                                                         personal                                                                                                                                                                                                            personal                                                                                                                                                                                                                                                                                                                                                                                                                                                       s47F-(                                                privacy                                                                                                                                                      priva)                     s47F-                                                                                                      s47F-                                           )                                                                                                                    s47F-

-                                                             -                     -                                                                                                                               s47F--priv                                                       personal                                                                                                                                                                                 personal                                                                                                                                                                  NDIA

Complaints47F-                                                                                                                                      Complaints47F-                                                                                                                                                                                Complaintpersonals47F-(                                                                                                                                                                Complaint and                     NDIA                                                             NDIA

MLO and 39344                                       MLO and                                                         MLO NDIA                                                     MLO

65986                                                                             64618                                                                                                    64614                                                                                              63294

Y Y Y Y

Y                        Y                    Y                     Y

Wilson                                                                                                                                             Wilson                                                                                                                        Wilson                                                                                                                               Wilson

McInnes                                                                                                                                                                     McInnes                                                                                                                                            McInnes                                                                                                                                                    McInnes

the                                    the                                                                                                              the                                                                                                                                                                                                                                                the                                                                                                                                                                         received                                                                                                                                                                                                                                                                                                                                                                                      received                                                                                                                                                                                                                                                                                                                                                                                                                                legal                                              received

of                                                                         of                  legal                                                                                                                                                                of                                                                                                                   of                                including                                     received

was                                                                                                                                                                                                                                                                                                                                                                                                                                lacks                 was                                              the                                                                                                                                                                                 processes;                                                                                                                     the      lacks              was                                    the                     was                                                                                                                                     processes;

of                                             of                                        of                                                                                                                                                                                                                                                                                                                                                                                                                                                                             handling                                   litigation                                                                                                 handling                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               handling                                                                                                                                                                                                                                                          who                                                                                                                                                                                                                                                                                                     handling           who                                                                                                                                                                                                                                                      ADR                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             promptly;                                                                                                   promptly;                                                     ADR                                                                                                                                                       promptly;                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    promptly;                                    the         in                     complaint                                            the                                                                                  complaint                              the                                                                                  complaint                                 the   in                                                              complaint                        in                   handling                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  xxxxxxxx@xxxx.xxx.xx;                      in          handling                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               handling         without              the                                                               the                                                                                                                                            the                    in                 2025                                                                                                                                                     in                           the                                              the                                                                   the           applicant                                                     the                                                                                                                                                                                                         applicant                                                                                                                                                                                                                                                                                                2024                                                                                                                                                                                                                                                                                                delay                                                            delay                                                                                                                                                                                       delay                                                                                                                                                                                                                                                                                                                                                                                                               delay                                                                                                                                                                                                                                                                                                 @ndis.gov.au;              other]        2025                                                                                                                                                                                                       2025                                                                                                                                                                      an                                                                                                                        in                               in                                                                              in   an                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              application                                                                                                                         application                                                                                                                                                                                                                                                                                                                                                                                                      application                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  application

of                                                                                                                                                                                                                        Dec                                                                                      Feb                     March                                                                                                                                                     Jan                                                                                                                                                                                                                                                                                                                                                                                     claims                                channel                                                                                  of                                channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           participating                                                                                                                                                                          the                                 the                                                                                                          the                                                                                                                                                                                                                                            the

4                             6    3                                                  6                                                                                                                                                                                                                                      participating                 channelpersonal-                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              applicable):                                                                                           applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          channel                                                                                                                                                                                                                                                                                                                                                                                                 applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        applicable):                                                                                                                                                                                                     NIL     what lawyer                                  p@ndis.gov.au;                                                 type: with                                     whats47F                                                                                                                                                                            type: with                        NIL     what                                                                                                                                                                                                                                                                                                                                                                                                    type: with                     NIL          what                                                                                                                                                                                                                                                                                     type: with                                                               settlements                                                                                                                                                                                                                                                                                                                @ndis.gov.au;                                                                                                                                                               (if                       (if                                                                                                (if                                                                                                                                                                                                                                  (if                                                                                                                                     unnecessary                                                                                                                                                                                                                                                                   unnecessary                                                                                                                                                                                                                            unnecessary                                   legitimate                                                                                                                                                                                        unnecessary                                                                                                                                                       ID                                                              advantage               ID                                                                                                 inconsistently                                                                ID                                                                                 inconsistently           advantage                                                                                                          ID                                                                                 inconsistently                            found:                                                                                                                                                                                                                                                                                    DR&L                                                                                                                                                            [Martinoperati     personal-                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              xxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               xxxxxxxx@xxxx.xxx.xx                                          complaint:  acknowledgement:                                dealing                                                                     meaningfully                 specify                                                                  complaint:  acknowledgement:                                dealing                                                found:         specify                    complaint:  acknowledgement:                                dealing                                        partial                         specify                                complaint:  acknowledgement:                                dealing                             meaningfully                     found:                 specify                                                                                                                                        s47F        of of                                complaint                             of of                                complaint                                   paying                  of of                                complaint        of of                                complaint                                                                                                                        certain-                                 not causing              acting    not                                                  not causing        acting        taking                                           not causing        acting                                                     not causing    not Taking                 Date Date           Complaint    MLO (a) (b)  application;    (d)  application/appeal; (e)              Please through:s47E(d)     Kerry.   xxxxxxxxx@xxxx.xxx.xx;        Date Date           Complaint    MLO (a) (b)  application; (d)  application/appeal; (g) resources;        Breach        Please through:   Date Date           Complaint    MLO (a) (b)  application; (d)  application/appeal; 2(b): making        BREACH        Please through:        Date Date           Complaint    MLO (a) (b)  application; (e) (g) resources.        Breach              Please through:

12-Aug-25                                                                                                                                                                                                                    28-Jul-25                                                                                                                                                                                    15-Jul-25                                                                                                                                                                          5-Mar-25

12-Mar-25                                                                                                                                                                                            6-Feb-25                                                                                                                                                                6-Jan-25                                                                                                                                                                          4-Dec-24

Closed                                                                                                                                             Closed                                                                                                                        Closed                                                                                                                               Closed

05                                               05                                        05                                          05

-                        -                    -                     -                                                                                                        1625/26-0074     01 hours                                             01 hours                                      01 hours                                        01 hours

& of 10

&                         Oakley                                                                                                                                                                                                                                                                                                                                                                                                                 Oakley

Mills                                                                                                                      Moray Agnew                                                                                                                                                       Maddocks                                                                                                          Mills                                                         Page25/26-0073

FOI

-   No                     -   No                  -   No                   -   No

Resolutions MLO -complaints Breach                                                                                                                                                                                                                              Resolutions MLO -complaints breach                                                                                                                                                                                       Resolutions MLO -complaints breach                                                                                                                                                                                                    Resolutions MLO -complaints breach

MLO: Complain ts                                                                                     MLO: Complain ts                                                                       MLO: Complain ts                                                                            MLO: Complain ts

Other                                                                                                                      Other                                                                                                    Other                                                                                                          Other

persona-                                                                                                                                                                                                                                            persona-                                                                                                                                                                                                         persona-                                                                                                                                                                                                                     persona-

s47F                                                                                                                                       s47F                                                                                                                   s47F                                                                                                                         s47F

Integrity Agencies                                                                                                                                                                                                          Integrity Agencies                                                                                                                                                                          Integrity Agencies                                                                                                                                                                                     Integrity Agencies

priv                                                                                                                                       priv                                                                                                                   priv                                                                                                                         priv

personal-                                                                                                                                                                                                                                                                             personal-                                                                                                                                                                                                                                      personal-                                                                                                                                                                                                                                                   personal-

s47F                                                                                                                                       s47F                                                                                                                   s47F                                                                                                                         s47F

privacy                                                                                                                                                                                priva)                                                                                                                                                                 privacy                                                                                                                                                                                privacy    34823                                                                                                                                                                                                                                                                                        privacy     personal

personal   NDIA                                                                                                                                                                                                                                                         personal   s47F-                                                                                                                                                                                               personal   NDIA                                                                                                                                                                                        personal   LEX:)

s47F-    - and                                                                                                                                                            s47F-- NDIA                                                                                                                   s47F-- and                                                                                                                   s47F--priva                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      personal

)                                                                   and                     )                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  s47F-                                           priva                                                                                                                         38125                                                                                                                                           priva                                      Complaint                                                                                                                                                                                                                    Complaint    ID:                                                                                                                                                                Complaint                                                                                                                                                                                               Complaint NDIA                                                                    personal                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           personal

MLO      s47F-                                                                  MLO    LEX                                                     MLO      s47F-                                                           MLO and

62985                                                                                                                      61600                                                                                                    60273                                                                                                          59329

Y Y Y Y

Y                         Y                      Y             Y

Wilson                                                                                                                                                    Wilson                                                                                                                                      Wilson                                                                              Wilson

McInnes                                                                                                                                                                             McInnes                                                                                                                                                             McInnes                                                                                           McInnes

to to

legal                                 the                                                                          the                                                                                                                                                                                                              legal                                              received                                                                                                                    received                                                                                               Tribunal                                     received                      of promptly and                                     Tribunal                            received                         of                                                                                   lacks                                                                                                                                                                                              was                                                                                                                                                                                                                                     the              was                                                         the           was                                            the                                                                                                                                                                                                                              the                                                                                                                                                                                                              lacks                 was                                 the                                                                               claims           processes who                                                                              of                                                                                                                        of                                                                                                                                                    of                                                                                                                                                                                                                                                                                                     handling           who                                                                                                                                                                                                             assist                                                                                        handling application                          of    ADR              assist

to                               in                 2024                 the                                      to                                complaint                                                                                                                                                                                                                                                                                                                                                                                                                                                complaint                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           complaint                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  complaint                                                                                                                                                                                                                     2024                      in the                                                                                                                        2024                 thein          handling                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                handling                                                                                                                                                                                                                                                                             2024                                              handling                                                                                                                                                     applicant                                                                      the                                                                                                                                                the                                                                                                                                                                                                                                                      the                                                                                                                                                                                              the  @ndis.gov.au                                                                                                          handling

an                                                                                                                                                                                    the                                                                                                                                                                                                                              the                                                                                                                                                                                                                                                                                age                                                                                                                                                                                                                                                                                                                                                                                                                                                                     Participant

of                                                       delay with the                                 of                                                                                               delay    thein                                                                                                                        in                                                                                                                                                    in                                         a

in                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          November                                  December                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           endeavours                                                                                  of                                        channel                                   December                                                                                                                                                                                                                                                                                                                                                                                                                                                            channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              channel                                                                                                                                                                                                         participating                        endeavours                         channel                                            December

23                              6                                                     1        11                                                dealing                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           operations                                                                                                                                                                                                                                                                                                                 best                                                                           best                                                                                           applicable):                                                                                                                                                                                                                                                                                                                                                                                                               applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                applicable):                                    not                                                 type:                                                                                                                                                                                  type:                                                                                                                                                                                                                                                                                                       type:                                                                                                                                                                                                                                                                                                                                                                             type:                                                                                             what                                                                                                                                                                                                what                                                                                                                                                                                                                                                              what                                                                                                                                                                                                                                                                                                                                        what                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     CA122801-01                                                                                                                                      NIL                                                                                                                                                                                                                                               NIL                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               xxxxxxx.xxxxxxxxxx@xxxx.xxx.xx                       (if                                                                                                    (if                                                                                                                                                                          (if                                                                                                                                                                                                                    (if                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           certain-                                                                                                                                                     advantage                                                                                                                                                                                                                                     our                                                         our                                                                                                                         unnecessary                                                                                                                                                                                                                                                                                                                                                                                                                   unnecessary                                    and               ID                                                                   ID                                                                                                                 ID                                                                                                                                             ID                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 inconsistently           advantage                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         inconsistently                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             inconsistently                                                                                                                                                               consistently                                                                                                                                                                decision                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         decision.                                                                         CEO                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 xxxxxxxxxx.xxxxxxxx@xxxx.xxx.xx                                                                                     acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           s47E(d)                        complaint:                                                                                                                                                                                                                                                                                                           complaint:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     complaint:                                          complaint:                                                                                                                                                                                                                                                                           found:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              found:                                                                                                                                                                    specify                                                                                                                                                                                                                                                                                                                                                specify                                                                                                                                                                                                                                                                                                                                                                                                                                                            specify                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              specify                                                                                                                                                                                          meaningfully                                                                                                                                                                                                                                                                                                                                                                                              using                                                                                                    taking                                                                                              using                                                                                                                                                                                                                                                                                                                    Number                                                            its                                                                                                                                                                                                                                        its                                                                                        complaint                                                                                                                                                                                                                                                                                                                                complaint                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  complaint                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                complaint           of                                                              of                                                                                                             of                                                                                                                                         of                                                                                                                                       of                                                            of                                                                                                           of        of                                                                             causing        acting    not not    not                                                                                                                      causing        acting        taking                                                                                                           acting                                                                              acting    Not                 Date Date           Complaint    MLO (a) application (c) litigation (d) (f) resources (i) make              Please through:                  Date Date           Complaint    MLO (b)  application; (d)  application/appeal; (g) resources.        Breach              Please through:      Claim    Date Date           Complaint    MLO (d)  application/appeal;        Please through:       Date Date           Complaint    MLO (d)  application/appeal; (i) make        Breach        Please through:

28-Feb-25                                                                                                                                                                                                                              28-Mar-25                                                                                                                                                                                                         28-Mar-25                                                                                                        5-Feb-25

11-Dec-24                                                                                                                                                                                                      6-Dec-24                                                                                                                                                                                   1-Dec-24                                                                                                                     23-Nov-24

Closed                                                                                                                                                    Closed                                                                                                                                      Closed                                                                              Closed

05                                                 05                                             05                          05

-                         -                      -             -                                                                                                        1625/26-0074     01 hours                                               01 hours                                          01 hours                        01 hours

& of 11 & Oakley

Maddocks                                                                                                                            Mills                                                                                                                                      Agency Internal                                                           Moray Agnew                                                                 Page25/26-0073

FOI

-   No                      -   No                    -   No           -   No

Resolutions MLO -complaints breach                                                                                                                                                                                                                                           Resolutions MLO -complaints breach                                                                                                                                                                                                                 Resolutions MLO -complaints breach                                                                                                          Resolutions MLO -complaints breach

MLO: Complain ts                                                                                          MLO: Complain ts                                                                                MLO: Complain ts                                           MLO: Complain ts

Other                                                                                                                            Other                                                                                                                Other                                                                 Other

persona-                                                                                                                                                                                                                                                       persona-                                                                                                                                                                                                                                persona-                                                                                                                                    persona-

s47F                                                                                                                                             s47F                                                                                                                                s47F                                                                           s47F

Integrity Agencies                                                                                                                                                                                                                    Integrity Agencies                                                                                                                                                                                               Integrity Agencies                                                                                                           Integrity Agencies

priv                                                                                                                                             priv                                                                                                                                priv                                                                           priv

personal-                                                                                                                                                                                                                                                                                           personal-                                                                                                                                                                                                                                                                personal-                                                                                                                                                      personal-

s47F                                                                                                                                             s47F                                                                                                                                s47F                                                                           s47F

ID:

priva                          privacy                                                                           and                                                                                                                                                                                                             LEX

)                                                                                                                                                                                                                                                                                privacy    37080                                                                                                                                                                                                                                                        personal                                                                                                            privacy

(                             personal                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            privacy                                                                                                      priva                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    personal                                                                                                                                                                                                                                                                                                                       personal  ID:                                                                                                                                                                                                                                            personal   s47F-                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 personal                            priv)                                                                                             LEX                  s47F-                                                                                                                                                                                                   s47F-                                                                                                                                                                                                                                                                                                                                                                                      s47F-

-                                                                                                                                                                                                                          NDIA                                                                        s47F--s47F-

-                              -privac                                                        personal

and                                   s47F-(                                                                                                                                                                                                                                                                                   personal                                                                                                                                                    NDIA                                                                                                                                                                                                                                                                                      34880                                      Complaint                                                                                                                                                                                                                                                                             Complaints47F-(                                                                                                                                                                                               complaint    ID:                                                                                                 Complaint                     NDIA

MLO and                                                                       MLO NDIA                                                                MLO    LEX                                MLO      35065

59212                                                                                                                            58870                                                                                                                58360                                                                 57831

Y Y Y Y

Y                  Y                 Y                        Y

Wilson                                                                                                          Wilson                                                                                                   Wilson                                                                                                                                             Wilson

McInnes                                                                                                                            McInnes                                                                                                                    McInnes                                                                                                                                                                     McInnes

received                                                                                                                                                                                                                                                                                                   received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        received                                                                  legal                                                  the                                              the                                                                       the                                                              of                                                                                              of                                  legal                                                                                                                                               of                                                                                                                                                                                                                                                                                                                             Agency                                                                                                                                      Agency                                                         was                                                  was                                                                      was                                                                was                                 the                                                                                                                                                    the                                                                                                                                                                                                                              the                                                                  lacks                                                                                                                                                              the      lacks                                                                                                                                                                                                                                     the

of                                                                           of                                               of                                                                                                                                                                                                                                                      handling                                                                                                                                                                                                                                                                                                                                                                                         handling                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              handling                                                                                                                                                                                                                   fact    who                                                                                                                                                                                                                                                                                                                 fact                                        who                                                                                                                                                                                                                                                                                                                                                                                                                                                                   @ndis.gov.au                                                                                                                                                                                                                                                                           promptly;                                                     a                                                                            a                                                                                                                                                                          complaint                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  complaint                              the                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           complaint                                                                                            the             arguments;                     complaint                             the                                                                                        handling                                            2024              in                                         privacy          2024            in          handling     on                                             2024            in          handling   on                                                                                                                                                                                      the                                                                                                                                                                                                                                                         the

the                                                         the                                                                  legal       the                                    the                                          applicant                                                                                                                                                                                                                              the                                                                                                                                                                                                                                                                        proof                                                                                                                                                                                                                                                                                                                                                                                             proof                                                                                                                                                          delay                                                                                                                                                                                                                                            delay                                                                                                                                                                                                                                                                                                                                                                       delay                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      @ndis.gov.au                      in              Participant                                                                                                   in                                                                                                                                                    in                                                                                                                                                                                                                                                                                                                                      application                                                                                                                                                                                                                                                                                                                                       personal             a                                                                                                          to   an                                                                                                                                                        to

-                                                                                                                                                                                                                                                                                           October                                                                                                                                                                October                                                                                                                                                                                                                                                                                                                                                                                                                                                                       October                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 @ndis.gov.au                          of                                channel                                                                                                                                                                                                                                                               channel                                                                                                              of                                channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     channel                                                                                         the                                                                                 23                                              28                                                                                                                                  14                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    operations                                                                                                                                                                                                                                                                                                                                                                   ope                                                                                                                                                                   s47F                                                                                                                                                                                                                                                                                                         technical                                                                                           applicable):                                                                                                                                                                                                                                                                                                                           applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    applicable):                                                 type:                                                                                                                                                                                                                                      type:                                                                                                                                                                                                                                                                                                                                                                 type:                                                                           what                                                                                                                                                  what                                                                                                                                                                                                                                                   what                                                                                                                                                                                                                                                                                                                                            what                                                                                                                                               type: with                                                  NIL                                                                                                                                                                               NIL                                                                                                                                                                                                                                               NIL

(if                                                                               (if                                                                                                                                   (if                                                                                                                                                                                                             (if                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                certain-                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            certain-                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           applicant                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              applicant                                                                                                                                                                                                                                                                              true;                                                                                                                                                                                                                                                                                                                                                                                                   true;                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       unnecessary                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     unnecessary                                                                                                                                                                                                                                                                                                                                                   unnecessary        overly               ID                                                     ID                                                                                        ID                                                                                                                                         ID                                                                                                          an                                                                                                                                                        an                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    inconsistently                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                advantage                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           inconsistently                                                                                                            be                                                                                                                                                           be                                                                                                                                                         inconsistently           advantage                                                                                                                                                                                                                                                                                                                                                                                                                xxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            s47E(d)                                                                                                                                                                                                                                                                       mPhoebe                   complaint:  acknowledgement:                                                                                                                                                                                                                                     complaint:  acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                s47E(d)                            complaint:  acknowledgement:                                          complaint:  acknowledgement:                                                                                                    found:                                                                                                                                                                                                                                                                                                                                                               found:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              found:                                                                                                                                    specify                                                                                                                                                                                                                                                               specify                                                                                                                                                                                                                                                                                                                                                                                                                                         specify                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     specify                                                                                                                                                                                                                dealing                                                                                                            to                                                                                                                                                           to        of of                                complaint                        of of                                complaint                      of of                                complaint                                    of of                                complaint                                                                  acting        taking                                              not causing        making                                                                                            causing        acting                 putting        taking                                                                                                             causing        acting         putting                 Date Date           Complaint    MLO (d)  application/appeal; (f) resources.        Breach        Please through:        Date Date           Complaint    MLO (a) (b)  application; (h)              Please through:       Date Date           Complaint    MLO (b)  application; (d)  application/appeal;    (f) knows (g) resources;        Breach        Please through:        Date Date           Complaint    MLO (b)  application; (d)  application/appeal; (f) knows        Breach              Please through:

28-Mar-25                                                                                                                                                               13-Aug-25                                                                                                                                    5-Feb-25                                                                                                                                                                                                                    20-Jan-25

22-Nov-24                                                                                                                                                               28-Oct-24                                                                                                                                                     23-Oct-24                                                                                                                                                                                                                    14-Oct-24

Closed                                                                                                          Closed                                                                                                   Closed                                                                                                                                             Closed

05                                   05                                 05                                               05

-                  -                 -                        -                                                                                                        1625/26-0074     01 hours                                 01 hours                               01 hours                                             01 hours

& of 12 & Oakley

Mills                                                                                                          Sparke Helmore                                                                                                                           Maddocks                                                                                                                      Moray Agnew                                                                      Page25/26-0073

FOI

-   No               -   No              -   No                     -   No

Resolutions MLO -complaints breach                                                                                                                                                             Resolutions MLO -complaints Breach                                                                                                                                                Resolutions MLO -complaints breach                                                                                                                                                                                                                              Resolutions MLO -complaints breach

MLO: Complain ts                                                              MLO: Complain ts                                                         MLO: Complain ts                                                                                     MLO: Complain ts

Other                                                                                        Other                                                                                   Other                                                                                                                      Other

persona-                                                                                                                                                                                  persona-                                                                                                                                                                      persona-                                                                                                                                                                                                                                            persona-

s47F                                                                                                      s47F                                                                                               s47F                                                                                                                                       s47F

Integrity Agencies                                                                                                                                                     Integrity Agencies                                                                                                                                           Integrity Agencies                                                                                                                                                                                                          Integrity Agencies

priv                                                                                                                                                                                                         priv                                                                                                                                       priv

personal-                                                                                                                                                                                                                                                                                                                                                                                                                 personal-                                                                                                                                                                                                                                                                             personal-

s47F                                                                                                                                                                                                         s47F                                                                                                                                       s47F

2

)                LEX                                                                                                                                                                                                     priv

privacy   privacy                                                                                                                                               inform                                                                                                                                                               privacy                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 personal

personal    personal                                                                                                                                                                                               business-                                                                                                                                                                                      personal                                                                                                                                                                                                                                                                                                   s47F-(                                                                                                                                                                                                                          persona   NDIA                       s47F-  s47F-                                                                                               s47G                                                                                                                 s47F-                                                                                                                                                                        s47F-                ID:32415    -                  -                 - NDIA                      - and                     NDIA                                                                                                                                                                                       LEX                                                                                                NDIA                                                  and

priva                                                                                                                                                                                                                     35089                                      Complaint                                                                                                                                                                                                              Complaint                                                                                                                                                     Complaint    ID:                                                                                                                                                                                               Complaint          personal                                28909

MLO    ID:                                              MLO                                                  MLO    LEX                                                                MLO      s47F-(

57739                                                                                        56109                                                                                   55729                                                                                                                      55660

Y Y Awaiting Final Determinati on Y

progress

Y                 Y                                               In               Y

Wilson                                                                                                   Wilson                                                                                                                                             Wilson                                                                                            Wilson

McInnes                                                                                                                    McInnes                                                                                                                                                                     McInnes                                                                                                            McInnes

the

the                                                                                                                                                                                                                                                                                                                                       received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     received                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        received                                                                                                                                                       received                 of promptly legal   to                                           to                               to                                                                                                                                                          lacks                                                                                                          of          tribunal                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             tribunal

was                                 the                                                                                                                           was                                        the       was                             the    the       was                                                                                            who          Tribunal                                                                                                                                    processes;                      of                                                                                                                                    handling           the                                                                       of                                                                                                                                                                                                                                                                                                                                                                                                                                        handling                                        ADR                                           the application                                                                                                                                                    assist                                                                                            assist                                                                                                                                                                                         2024                 the                                                                                                                                                                                                                                                                                                                                                                                complaint                          in                                          complaint                                                                                                               to                     complaint                                                                                                                                               to                     complaint                                                                                                                                                                                                      assist                                                                                Team                                                                                                                                                                                                                                                                                     applicant                                                                                                          in                                                                                        handling                                                                                                                                                                                                                                                          2024                                              handling                                                                  to                                                                                       2024            in the                 2024                                                                                                                           the                                                         the                                                                                                                                                                                the                                                                                                                                                                                                                                 the                                                             an

the                                                                                                                                                                                                                the                                                                                                                                              delay with of                                                           o@dss.gov.au                                                  delay                                                                     @ndis.gov.au                      in                                                                                                                                           in                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  @ndis.gov.au                                                                                                                                                                                                                                                                                                                                                                                                                                September                                                                                                                                  August                             October                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            endeavours                 channel                                                                                                                                                                            participating                                channel Resolution                                                                                                                                                                                                                   fairly                                channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         endeavours                 channelprivacy                      September                                                                                            25                                           20                                                dealing    7                                                                                                                             14                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            operations                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       perso-                                                                                                                                                                                                                                                                                                                                          endeavours                                                                                                                                                                                                                             best                                                                                                                                                                                                                                                                                               best                                                                                                                                                                                                                                                                                                             applicable):                                                                                           applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        applicable):                                                                                         not                                                                                                                                         type:                                                 type:                                                                                                                                                                                                                                                                   type:                                                                                                                                                                                                                                                                                                                                                     type:                                                                                                                                                                                                                                                                                                            whats47F                                                                                                                                                                                                                                                                                     advantage                                              NIL          what                                                                                                                                                                                                                                                                                                                         unnecessary                                                                           (if                       (if                                                                                                                                                     (if                                                                                                                                                                                                      (if                                                                                                          and    NIL          whatcertain-                                                                                                                                                                                                                                           whatpersonal-                                                                                                                                    best                                                                                                                                                                      our                                                                                                                                                                                                                       our                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       unnecessary                                                                                         and                                                  ID               ID                                                                                                   ID                                                                                                                                    ID                                                                                                                                                         inconsistently                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           inconsistently                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            decision.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               decision.                                                                                                   our decision                                                                                                                                                                                                                                                                                                                                                                             acknowledgement:                                                                                     acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                            s47E(d)                                       complaint:                                          complaint:                                                                                                                                                                                                                                                                                  s47F                        complaint:                                                                                                                                                                                                                                                                                                                                                                                                                           specify                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             specify                                                                                                                                                               meaningfully        found:                 specify Complaints       complaint:                                                                                                                                                                                                                                                                                    using                                                                                                                                                                                                                                                                                                                                                                      using                                                                                                      its honestly        Found:                 specify                                                                                                                                                                         its                                                                                                                                                                                                                          its           of                                complaint                                                                                               of                                complaint                                                                                                                               of                                complaint                                                                                            of                                           of        of                                                                                                                             of                                              of                                complaint causing        takingnot                                                                  acting    not                                                                                              using                                                                                                                                     causing    not                                                                               acting    not                 Date Date           Complaint    MLO (d)  application/appeal; (e)        Breach              Please through:   Date Date           Complaint    MLO 2(a): application 2(f): resources 4: make Acting        Breach              Please through:             Date Date           Complaint    MLO (b)  application; (i) make        Please through:       Date Date           Complaint    MLO (d)  application/appeal; (i) make        Please  through:Monica

4-Mar-25                                                                                                                                    5-Feb-25                                                                                                                                                                                                                                                                                                                                                                       22-Aug-25

7-Oct-24                                                                                                                                                     20-Aug-24                                                                                                                                                                                                                    25-Sep-24                                                                                                                                          14-Sep-24

Closed                                                                                                   Closed                                                                                                                                             Active                                                                                            Closed

05                                 05                                               20                               05

-                 -                        -               -                                                                                                        1625/26-0074     01 hours                               01 hours                                             11 hours                            01 hours

& of 13

Maddocks                                                                                                                                                                                                                                                                                                                                        Maddocks                                                                                            Agency Internal                                                                          Page25/26-0073

FOI

-   No              -   No                                      -      -                 -                                                                   MLO -               -
  • Select Resolutions MLO complaints breach Resolutions MLO complaints breach Integrity Agencies complaints Please One Resolutions MLO complaints Breach

    MLO: Complain ts MLO: Complain ts MLO: Complain ts MLO: Complain ts

    Other Other Other Other

    persona- persona- perso- persona-

    s47F s47F Jesses47F s47F

    Integrity Agencies Integrity Agencies Integrity Agencies Integrity Agencies

    priv priv priv priv

    personal- personal- personal- personal-

    s47F s47F s47F s47F

    -privacy Counsel personal- Chief Divisions47F

LEX

3                                                                                                                                                                                                                                                                                                                                                                                     privacy                              privacy  priva                                                                                                                       privacy  priva                                                                                                                                                                                                                                                                                                                                                                                                                                                        priva   NDIA

3                                  personal   personal                                                                                                                                        personal   personal                                                                                                                                                                                                                   personal )                                                                                                                                                            personal                                                                                                                                                                                                                                                                          priv                                                and

s47F-  s47F-(                                                                                 s47F-  s47F-(                                                                                                                                s47F-                                                                                                              s47F-

-                 -                        -               -                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   personal

NDIA                                                                  NDIA                                                                                                                                                                   s47F-(

and                                                  and                                                                                                                                                                                                                                                                                                                                                        privac                                      Complaint                                                                                                                                                     Complaint                                                                                                                                                                                                                    Complaint                                                                                                                                          Complaint                                                                                                                        27395                                                                                          NDIA                                                                                                                                                                                      personal

MLO                                                  MLO    ID:                                                                MLO and                                           MLO      s47F-

55276                                                                                   55218                                                                                                                      55105                                                                             53895

Y Y Y Y

Y                    Y                    Y                  Y

Wilson                                                                                                                        Wilson                                                                                                                        Wilson                                                                                                          Wilson

McInnes                                                                                                                                            McInnes                                                                                                                                            McInnes                                                                                                                            McInnes

to an and

the                                                                                                   the                                                                                                                                                               the                                                                                                                   success;                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 litigation.                                                                                                                                                                         received                                                                                                                                                                                                                                                                                                                                                          received                                                                                                                                                                                                                                     and                                                                received                      of                                                                                                          of promptly                            received                             of                                                                  of                            tribunal                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          including                                                                                                                                                                                                                                                                                                                                            claims                                                               was                                                                                                                                                                                was                                                                                                          pursuing                                                                                                                                                                                                                                                                was Carriage                                                                                                                 the              was                                              the                                                                                                          the                                                                                                               of

or                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      causing and                                                                                                                                                                                                                                                                                                                                                                                                                                                                         claims             processes.                               of                                                                       of                                                                                                                                                                                                                                                                                                                                                         with                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             minimum.                                                                                                                                                                                                                                                                                                                                                                                                                                                     claims                                                                                        handling                   prospect                                                                                                                                              handling                                                                                                                                                                                                                                  assist                                                                                                                                                                                                                                                                                                                                                                                                                                        handling application                                                  not                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    litigation                                                                                                                                                        of    ADR                                                                                a                                                                                                                                                  of                                 the                                                                                                   the                                                                                                                                                               the                                                                                                                                                             in to                                                                                                                                                                                              complaint                                                                           to                                          complaint                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                complaint                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               complaint                                                                                                                                                                                                                                                                                                                                                                                                                                                          handling                                                                                                                                                                                                                       and                                                                                                                                                                  the

in                                                                  in                                                                                                          in                                                                                                                                                                                                                                                                promptly                                                                                                                            handling                                                                                                                                                                                                                                                                                           handling                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Lawyer                                                               the            2024                                                                                                                                  the                                                                                                                                                                                                                                                                the                                                                                                                                                 application                                                                                                                                                                      the                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      without          handling                                                                                                                                                                                                                         with                                              the                                                                                                          the                                                                                                                                                                                the                     2024                                                                                                               in                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       handling                          an reasonable                 2024                                                       delay                                                                                                                                                                      delay                                                                                                                                                                                                                                                                         delay                                                                                                                                                                                                                                     the                               in                                                                       in                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            litigation                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              promptly                                                                                                                                                        in                                                                                                                                                                                                                                                                    July                                                                                                                                                                                                                          the                                                                                                                                                               of                                                                                                                                                                                                                                                                                                                                                                                                                                                            claims             Aug                                                                                                                                                                                                                                                                                                                                                                                        endeavours                                channel                                                                                                                                                                                                                                                                                                                                                                                                                           channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     channel Shorten;                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            participating                             is                                        channel                   August                                                                                                                                                                                                                                                                                                                                                                                           dealing                                                                                                                                                  in                                                  16                                                               application                                                                                                                                  19    9                                                        resolve no                                                                                                                                                                                                                                                                                                                                                         Bill                                                                                           applicable):                                                                                                                                                                                                                                                                                                                                                       applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    applicable):                                                                                                                                                                                                                                                                   type:    not                                                                                                                                                                                                                                                                                                                                                                 type: claims                                                 type:     to                                                                                                                                                                                                                                           what       NIL                                                                                                                                                                                                                                                                                                                                                                                                              costs    NIL          what                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     settlements.                                                                        there           NIL     what                                                                                                                                                          type: with                   best       NIL     what Decision.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       consistently                       (if                                                                                      (if                                                                                                                                                     (if                                                                                                                                                                                                             (if                                                                                                                                                                                                                                                                                                                                                                            delay                                                                                                                 our                                                                                                                                                                                                                                               the                                                                                                                         unnecessary                                                                                                                                                                                                                                                                                                                                                                            unnecessary                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       unnecessary and               ID                                                         ID                                                                                                   ID                                                                                                                                                                                                                         inconsistently                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               inconsistently                                                                                                                                         ID          with             legitimate               consistently                                                                                                                                                                                                                                                                                                                                                                                                                                                             xxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                                                                                                                                                                                             decision.              AAT                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       xxxxxxxx@xxxx.xxx,.au                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   Minister                                                                                     acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                      acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 acknowledgement:                                          complaint:                                                                                                                                                                                                                                                      found:         specify                    complaint:                                                                        where                     found:         specify                               complaint:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              partial                             meaningfully              Found:                 specify                                                                                                                                                                                                                                                                                                                                            acting                 specify              Found:                   complaint:                                                                                                                                                                                            using its           of                                complaint                 seeking                                                     of                                complaint dealing                                                                                               of                                complaint                                                                                                                                    of                                complaint                                                  of                                                                                                                                  of        of                                                                                            of                                                                             causing    not        acting                                               not causing        acting    not                                                                                                     causing    not                                                                                                            dealing        paying        acting    not keeping                 Date Date           Complaint    MLO (b)  application; (c) appeal (d)  application/appeal;        Breach        Please through:        Date Date           Complaint    MLO (a) (b)  application; (d)  application/appeal; (i) make        Breach        Please through:   Date Date           Complaint    MLO (a) application (c) litigation        Please through:        Breach        Date Date           Complaint    MLO (a) unnecessary (b) making (c) litigation. (d) (e)        Breach              Please through:

30-Jan-25                                                                                                                                                                                    31-Oct-24                                                                                                                                                                                    20-Dec-24                                                                                                                                              5-Feb-25

9-Aug-24                                                                                                                                                                                    14-Aug-24                                                                                                                                                                1-Aug-24                                                                                                                                                               19-Jul-24

Closed                                                                                                                        Closed                                                                                                                        Closed                                                                                                          Closed

05                                        05                                        05                                   05

-                    -                    -                  -                                                                                                        1625/26-0074     01 hours                                      01 hours                                      01 hours                                 01 hours

& of

Ellison                    &                                                                             14

Minter                                                                                                    Moray Agnew                                                                                                                 Sparke Helmore                                                                                                                                     Maddocks                                                                        Page25/26-0073

FOI

-   No                  -   No                  -   No               -   No

Resolutions MLO -complaints breach                                                                                                                                                                                       Resolutions MLO -complaints breach                                                                                                                                                                                       Resolutions MLO -complaints breach                                                                                                                                                             Resolutions MLO -complaints breach

MLO: Complain ts                                                                       MLO: Complain ts                                                                       MLO: Complain ts                                                              MLO: Complain ts

Other                                                                                                    Other                                                                                                    Other                                                                                        Other

persona-                                                                                                                                                                                                         persona-                                                                                                                                                                                                         persona-                                                                                                                                                                                  persona-

s47F                                                                                                                   s47F                                                                                                                   s47F                                                                                                      s47F

Integrity Agencies                                                                                                                                                                          Integrity Agencies                                                                                                                                                                          Integrity Agencies                                                                                                                                                     Integrity Agencies

priv                                                                                                                   priv                                                                                                                   priv                                                                                                      priv

personal-                                                                                                                                                                                                                                      personal-                                                                                                                                                                                                                                      personal-                                                                                                                                                                                                           personal-

s47F                                                                                                                   s47F                                                                                                                   s47F                                                                                                      s47F

)

priv)                                                         and                                                                                                                                  priva

privacy    personal                                    privacy   privac                                                                                                                                                                     privacy                                                                                                                                                                                                                                                                                                     personal                                                                                                                                                                          privacy      ID:29878

personal    personal                                                                                                                                                                                            personal  s47F-(                                                                                                                                                                                                                                                                                                                                                                                                            personal   s47F-                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 personal  LEX                                   s47F-

)                         s47F-                                                                                                                                                        s47F-                                                                                                                                                                                                                                                                                                                                                                                                                                              s47F-   NDIA    -                    - NDIA                                                                                                                     s47F-   privac                 -                     NDIA                                                                                                                                                                                   and

and                                                                                                                                                                                                                                                                                                                                            s47F-(                                                                                                                                                     Complaint                                      Complaint                                                                                                                                                                                    Complaint and ID:31645                                                                                                                                                                Complaintpersonal

MLO                                                            MLO    LEX                                                     MLO NDIA                                                  MLO

53246                                                                                                    52667                                                                                                    51972                                                                                        51600

Met Met Met Y No- Threshold Not No- Threshold Not No- Threshold Not

Threshold                                                                                                                                                                                               Threshold                                                                                                                                                               Threshold                         - Met                    - Met                 - Met

Y                                                            N/A Not                                                            N/A Not                                                  N/A Not

Wilson                                                                                                                                                                                    Threshold                                                                                                                                                                                               Threshold                                                                                                                                                               Threshold

McInnes                    -N/A MetNot                    -N/A MetNot                 -N/A MetNot

to

the                                                               the                                                                the                                                                                                                                                       received                                                                                                                                                                         received                                                                                                                                                                 received                                                                                                received                      of                            tribunal                                 of                                          of

was                                                                                                                                                                                          was  @ndis.gov.au)                                 was                                                                                                             the                                        the    the                                                                                                                           was                        additional                                     the

of                                             of                     for                        of                              perso-                                                                                        handling                                                                                                                                                                         handling                                                                                                                                                                          handling                                                                                             assist                                                                                                                                                                                                                                                                                                promptly;                                                                                                                                                                                               promptly;                                           s47F                                                                                                                                                                      the                                                    complaint                                                                                                            complaint                                 the       to                     complaint                                        the                                                              complaint            69050                                                                                                                                                                                                                                                                                                    handling                      in          handling                                                                                                               in          handling                                                                                                                           the  @ndis.gov.au                                                         the                           in                                                                                                                                                                                          the                                                                                                                                                                                                                                                                                                                            (Fran        2024                        the                 2024                        the                                            2025                               the                        agen      LEX                                     the                                                                                                                                                                                                                            @dss.gov.au                                                                                                                                                                      delay                                                       delay                                                                                                                                                                                                                                                                                     delay

in        o                                                                                                                                                                                                                                                                                                                                                                application                                                                         in            of                      matter.                                                                                    application                                                                                                     June             May                                                                                                         in                                                                                                                                                                                                                       MET                                                                                                                                                           endeavours                                                                                                                                                                                                                                                                                                                                                                                                                                                          Manager           August                                                                                                                                                                                                                                                                                               channel                                                                                                                                    channel                                                                                                                                                                                                                                                                                                                                                                                                                                                   channel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              channel                                                                                                                                                                                                                                                                                                                       related                                                                                                the                                                                                                                                                                   the                                                                                                                                                                                      this                                                  27        28                                                                                                                                    23                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              operations                                                                                                                                                                                                                                                                                     operations

to                                                              best                                                                                                                                                                                                                                                                                                                                                       applicable):                                                                                                                                                                                                                       NOT                                                                                           applicable):                                                                                           in                                                   applicable):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  applicable):                                                                                                                                                          type:                                                 type:                                                                                                                                                                                                                                                                         type:                                                                                                                                                                    what                                                                           what                                                                                                                                                                                                                                                        what                                                                                                                                                                                                                                                                                                             what                                                                                                                                with                                                                                                                                                                                                                         with

(if                       (if                                                                                                                                                        (if                                                                                                                                                                                                                (if                                                                                                                                                                                                                                                                                                                                                                                                                             certain-                                                                                                                                                                                                  certain-      NIL                                                                                                                         unnecessary           our                                                                                                                                                                                       unnecessary                                                   refer                                                                                                             unnecessary               ID                                                                 inconsistently                             ID                                                                                                 inconsistently                           ID                                                                                 inconsistently                      ID                                                                                                                                                     decision.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Complaints                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     xxxxxxxx@xxxx.xxx.xx                                                                                                                                                                                                                                                                                                                                                                                                                             s47E(d)                                                                                                                                                                                                                                                                                                                                                                                                                                      acknowledgement:                                                                                     acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         acknowledgement:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    acknowledgement:                                          complaint:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     complaint:                                                                                                                                                                                                  s47E(d)            found:                    complaint:                                                                                                                                                                                  also                    complaint:                                                                                                                                    specify                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              specify                                                                             using                                                  its                                                     of                                complaint dealing                                                        specify           of                                complaint                                                                                                 of                                complaint dealing                                                specify                                                                                                                                      of                                Threshold                                                  of        of                                                                                               of                                                                                                                                    of                                                                             causing        acting    not                                               not causing              acting                                                  not causing        acting                 Date Date           Complaint    MLO (b)  application; (d)  application/appeal; (i) make        Please through:        Breach        Date Date           Complaint    MLO (a) (b)  application;    (d)  application/appeal;              Please through:        Please  correspondence    Date Date           Complaint    MLO (a) (b)  application; (d)  application/appeal;              Please through:        Date Date           Complaint    MLO              Please through:

25-Oct-24                                                                                                                                                                                    15-Aug-25                                                                                                                                                                          9-Sep-25                                                                                                                                                               13-Nov-24

16-Jul-24                                                                                                                                                                                    27-Jun-25                                                                                                                                                                                               17-Apr-25                                                                                                                                                               23-Aug-24

Closed                                                                                                                        Closed                                                                                                                               Closed                                                                                                          Closed

05                                        20                                          05                                   05

-                    -                     -                  -                                                                                                        1625/26-0074     01 hours                                      11 hours                                        01 hours                                 01 hours

& of

Ellison                    &                                        &                                   15

Minter                                                                                                    Moray Agnew                                                                                                                                                                 Maddocks                                                                                        Moray Agnew                                                                   Page25/26-0073

FOI

perso

Sams47F

-   No                  -                     -                  -

-                    - not                    - not                 - not

Resolutions MLO complaints breach                                                                                                                                                                                       Resolutions MLO complaints Threshold met                                                                                                                                                                                        Resolutions MLO complaints Threshold met                                                                                                                                                 Resolutions MLO complaints Threshold met

MLO: Complain ts                                                                       MLO: Complain ts                                                                            MLO: Complain ts                                                              MLO: Complain ts

Other                                                                                                    Other                                                                                                          Other                                                                                        Other

persona-                                                                                                                                                                            person-                                                                                                                                                                                                                                persona                                                                                                                                                                       persona-                     s47F                                                                                                                   s47F                                                                                                             Wendys47F-                                                                                               s47F

Integrity Agencies                                                                                                                                                                          Integrity Agencies                                                            ART Operations                                                                                                                                                     Integrity Agencies

priv                                                                                                                   priv                                                                                                                          priv                                                                                                      priv

personal-                                                                                                                                                                                                                                      personal-                                                                                                                                                                                                                                                   personal-                                                                                                                                                                                                           personal-

s47F                                                                                                                   s47F                                                                                                                          s47F                                                                                                      s47F

Counselprivacy personal

Chiefs47F

ID                     NDIA                                                                                                                                   priva                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   privacy  ID:                                                                                                                                                                                                                                                                                                                                                                                                                                                            privacy                                      privacy                                                                                                                                                                                                                            privac                                                                                                                                                  LEX

personal  LEX)                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            personal                                           personal                                                                                                                                                  AAB                and 32045                                                                                                                                                                                                    personal     personal                                                                                                                                                                               s47F-                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        priva                                                 –

-                                                                                                                                                                                                                                                                                                                             s47F-                   ID:                           s47F-                                                                                                                                                                                                                                                                                                                                                                                s47F-

-                         5s47F-                                               –                                                                  -

LEX                                                                                                                                                                    NDIA                                                                                                                                                                                                    personal                                                                                                         NDIA                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        s47F-                                                   privac                                                                                                                             and 4                                                                               and                                      Complaint                                                                                                                                                                                    Complaint                                                                                                                                                                                               Complaint                                                                                                                                                               Complaint                                                                                                                                                                                                                                                                             NDIA                                                                    personal

MLO                                           s47F-                                                       MLO                                                                MLO         [35089]                                              MLO and 34216

51305                                                                                                    70788                                                                                                          70605                                                                                        56673

Awaiting Final Determinati on

progress In

Progress

In

to

an                                                           sent                                    the                   success;                                                                                                                                                                                                                                        received                        of     of                             legal                   tribunal                                                                                                                   pursuing                            Agency                                              Email                                                                             the       was                                                  the                                                                                                                                                                                             processes; the      lacks                             or                                 of                                                                                                 handling                                                                                                                            prospect                                                                                                                                                                                                                   Agency.                                                                   who                                                                                fact                                                                                                                                                          assist                                                         ADR                                                                                                   promptly;                    a                                    the                                      in                                                   to                     complaint                                                                                          the                                                                                                                                                                                                                                                     arguments;                 2024                        in              application          handling     on                        the                                                                                                                                                                                                        applicant      legal                            within                                                  the            proof                                                            delay   an reasonable

in                                            an                                                                                                                         application                                        to                               no

of                                                                                                                                                                                                                                                                endeavours                                                                                                                                                                                                                                                                                                                 persona-                                      September                                                                                                                                                                                                           channel                                                                                                                                                                                                                                                     participating                               is                                 the

2                                                                                                                                                                                                                            technical                                                                                                                                                                              s47F                                                                                                                                                                                                                                                                               reporting                                                                                                      best                                                                                           applicable):                                                 type:                             to                                                                                                                    what                                            with                                                                             there                       (if                                                                                                                                                                                    applicant                                                                                                          true;                                                                             our                                                                                                                                     unnecessary         resolve                                                                                                                                                   overly               ID                                        an                                                                                                                                                                                                                                        inconsistently                                                                                                                                                                                                        advantage                                          be                                                                                                                                                                                                                                                 decision.                                                                                                                                                                                                                                                 internal                                                                                     acknowledgement:                                          complaint:                                                                                                                                  Sonia                                                                                                                                                                                                           specify    EL1                                                                             where                             meaningfully   to                  using its           of                                complaint dealing                 seeking        of                                 not causing    not        acting    not putting        taking        making not         CM                 Date Date           Complaint    MLO (a) (b)  application; (c) appeal (d)  application/appeal; (e) (f) knows (g) resources; (h) (i) make        Please through: by

2-Sep-24

Active

05

-                                                                                                        1625/26-0074     01 hours

& of 16

Makinson d’Apice Page25/26-0073

FOI

MLO -

  • Select Integrity Agencies complaints Please One MLO: Complain ts

Other

persona s47F

Integrity Agencies

priv personal s47F

privacy priva personal personal s47F-( s47F

  • NDIA and Complaint

MLO

53320

Comments

Loading comments…

What kind of comment is this?
Add a comment