16. MLO Complaints

FOI 26/27-0197

DOCUMENT 2

16. MLO Complaints

LEX ID Title Matter type External Firm Status Date Received Date Closed
68644 MLO Complaint - redacted: s22(1)(a)(ii) - irrelevant Breach redacted: s22(1)(a)(ii) - irrelevant Closed 18 Apr 2024 16 Apr 2026
53895 MLO Complaint - redacted: s22(1)(a)(ii) - irrelevant Breach Other Closed 14 Sep 2024 22 Aug 2025
67434 MLO Complaint - redacted: s22(1)(a)(ii) - irrelevant Breach redacted: s22(1)(a)(ii) - irrelevant Closed 26 May 2025 30 Oct 2025
70550 MLO Complaint - redacted: s22(1)(a)(ii) - irrelevant Breach redacted: s22(1)(a)(ii) - irrelevant Closed 21 Aug 2025 17 Nov 2025

LEX for Matter Management Wednesday, 19 Aug 2026

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