FOI 25/26-0749
DOCUMENT 1
The contents of this document are OFFICIAL
National Disability Insurance Scheme Act 2013 Instrument of Delegation 2 of 2025
I, REBECCA FALKINGHAM, Chief Executive Officer of the National Disability Insurance Agency:
REVOKE
(a) the National Disability Insurance Scheme Act 2013 Instrument of Delegation 1 of 2025 signed on 1 January 2025, and all variations made to that Instrument, and
DELEGATE
(b) the powers and functions under the National Disability Insurance Scheme Act 2013 as described in the tables in Schedule 1 to Agency officers in the positions identified in the tables in Schedule 112
The delegation of powers and functions set out in Schedule 1 is to be read subject to Schedule 2, Schedule 3 and Schedule 4.
The delegation of powers and functions in this instrument is subject to any limitations set out in the tables in Schedules 1, 2, 3 and 4.
This instrument of delegation remains in force until it is revoked and replaced by another instrument.
For the avoidance of doubt, if there is a change in the name of a role title, Branch, Division or Group, the relevant delegations will continue to apply and may be exercised by those officers who perform roles substantially similar to those performed by the delegates listed in this Instrument prior to the change of name taking place.
REBECCA FALKINGHAM
Chief Executive Officer
Effective from 23 May 2025
1 Agency Officers are staff employed under the Public Service Act 1999 or staff made available to the Agency from a Commonwealth, State or Territory authority under s 170 of the NDIS Act. Contractors and Partners cannot be delegated powers and functions under the NDIS Act. 2 Note: This instrument of delegation contains relevant powers and functions that commenced on 3 October 2024 and are operational on and from that date. The instrument does not reference powers and functions that commenced on 3 October 2024 that will have no effective operation as at that date. These powers and functions will become operative at a future time, for example, when a rule is made to commence the transition to new framework plans. A new instrument of delegation will be executed at the relevant time.
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Contents FOI 25/26-0749
- National Disability Insurance Scheme Act 2013 ……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 1
- Instrument of Delegation 2 of 2025……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….. 1
- Schedule 1 ………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 3
- Section 10 (Substitutions) ……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………. 3
- Access ……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 4
- Revocation of participant status …………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 5
- Planning ……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………. 6
- Planning ………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….. 10
- Planning – Compensation …………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………. 12
- Planning – Compensation …………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………. 15
- Compensation …………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………. 17
- Plan Variation ………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….. 21
- Plan Reassessment ………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….. 25
- Children ………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….. 28
- Nominees ……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….. 29
- Review of Decisions …………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………. 32
- Information Handling ………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 33
- Information Handling ………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 34
- Information Handling ………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 35
- Claims & Payments ………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….. 38
- Scheme Debt Recovery …………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….. 39
- Specialist Disability Accommodation Dwelling Enrolment ………………………………………………………………………………………………………………………………………………………………………………………………………………………………………. 42
- Schedule 2 - Delegations in accordance with level of function ………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 43
- Plan Approval Delegations …………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….. 43
- Schedule 3 - Delegations in accordance with financial limits for section 47A variations ……………………………………………………………………………………………………………………………………………………………………………………………… 44
- Plan Variation Delegations …………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………….. 44
- Schedule 4 - Delegations in accordance with financial limits ………………………………………………………………………………………………………………………………………………………………………………………………………………………………….. 45
- Scheme debt …………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 45
- Abbreviations and References …………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 48
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FOI 25/26-0749
Schedule 1
Section 10 (Substitutions)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery SES BAND 2 National Operations & Performance SES BAND 1 Technical Advice and Practice Improvement |
EL 1 – 2 Technical Advice and Practice Improvement APS 6 Technical Advisor (Professional Stream) |
|---|---|---|---|
| Determine that a support is taken not to be declared under subsection 10(4) (as a support that is not a NDIS support) in relation to a participant | 10(6) | Yes | Yes |
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FOI 25/26-0749
Access
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance |
SES BAND 1 Scheme Eligibility EL1 - 2 Scheme Eligibility APS 6 Access Assessor Quality Officer Access Officer APS 5 Quality Officer Access Assessor APS 4 Access Assessor |
APS 3 – 4 Access Officer | SES BAND 1 Technical Advice and Practice Improvement EL 1 – 2 Technical Advice and Practice Improvement APS 6 Technical Advisory |
|---|---|---|---|---|---|
| Decide an access request for prospective participants on List A or List D of the Operational Guideline — Access (Access Delegate Level 2) | 20(1)(a) | Yes | Yes | Yes | No |
| Decide an access request for any prospective participant not in a defined program or on List A or List D of the Operational Guideline — Access (Access Delegate Level 3) | 20(1)(a) | Yes | Yes | Yes | No |
| Decide any access request and power to revoke a person’s status as a participant in the NDIS (Access Delegate Level 4) | 20(1)(a) & 30(1) | Yes | Yes | No | No |
| Request information and reports for the purposes of deciding whether to revoke a participant’s status as a participant in the NDIS | 30(3) | Yes | Yes | No | No |
| Give a participant a notice of impairments | 32BA(1) | Yes | Yes | No | No |
| Vary a notice of impairments | 32BA(5) | Yes | Yes | No | No |
| Request information reasonably necessary to decide whether or not the prospective participant meets the access criteria | 26(1)(a) | Yes | Yes | Yes | Yes |
| Request a prospective participant to undergo an assessment for the purposes of determining access request | 26(1)(b)(i) | Yes | Yes | No | Yes |
| Request a prospective participant to undergo an examination for the purposes of determining access request | 26(1)(b)(ii) | Yes | Yes | No | Yes |
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FOI 25/26-0749
Revocation of participant status
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Children’s Strategy & Services |
SES BAND 1 Scheme Eligibility EL1 - 2 Scheme Eligibility APS 6 Access Assessor, Quality Officer, Access Officer APS 5 Quality Officer, Access Assessor APS 4 Access Assessor |
SES BAND 1 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations, Participant Safeguarding Response EL1 - 2 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations Scheme Integrity Response Team |
|---|---|---|---|---|
| Revoke a person’s status as a participant in the NDIS | 30(1) | Yes | Yes | Yes |
| Revoke a participant’s status as a participant in the scheme if the participant fails to provide the requested reports and information within the requested timeframe | 30(5) | Yes | Yes | No |
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FOI 25/26-0749
Planning
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Children’s Strategy & Services SES BAND 1 Aged Care & Hospital Interface |
SES BAND 1 State, Territories and Remote, Complex Support Needs, National Early Childhood, Performance, Quality & National Workload Management Scheme Reforms and Transition, Technical Advice and Practice Improvement Compensation, Home and Living Planning & Operations |
EL2 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations, Technical Advice and Practice Improvement | EL2 Delivery Support (HDD) EL1 Delivery Support (HDD) APS 6 Delivery Support (HDD & Service Delivery) |
EL 1 Technical Advice and Practice Improvement APS 6 Technical Advisor (Professional Stream) |
EL1 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations APS 6 Planner, Compensation, PSO |
APS 4 - 5 Planner, Compensation, PSO | APS 3 Compensation, PSO | APS 4 – 6 Local Community Connectors | SES BAND 1 Scalable Integrity Responses EL2 Scalable Integrity Responses |
EL1 Scalable Integrity Responses APS6 Frontline Integrity |
APS5 Frontline Integrity EL2 Frontline Integrity |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Facilitate the preparation of an initial plan for a participant | 32(1) | Yes | Yes | Yes | Yes | No | Yes | Yes | Yes | No | No | No | No |
| Facilitate the preparation of a subsequent plan for a participant | 32(3) | Yes | Yes | Yes | Yes | No | Yes | Yes | Yes | No | Yes | Yes | Yes |
| Approve a participant’s plan in accordance with Planner Delegate Level 1 in Schedule 2 | 33(2) | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | No | Yes | Yes | Yes |
| Approve a participant’s plan in accordance | 33(2) | Yes | Yes | Yes | Yes | Yes | Yes | Yes | No | No | Yes | Yes | Yes |
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FOI 25/26-0749
Planning (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Children’s Strategy & Services SES BAND 1 Aged Care & Hospital Interface |
SES BAND 1 State, Territories and Remote, Complex Support Needs, National Early Childhood, Performance, Quality & National Workload Management Scheme Reforms and Transition, Technical Advice and Practice Improvement Compensation, Home and Living Planning & Operations |
EL2 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations, Technical Advice and Practice Improvement | EL2 Delivery Support (HDD) EL1 Delivery Support (HDD) APS 6 Delivery Support (HDD & Service Delivery) |
EL 1 Technical Advice and Practice Improvement APS 6 Technical Advisor (Professional Stream) |
EL1 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations APS 6 Planner, Compensation, PSO |
APS 4 - 5 Planner, Compensation, PSO | APS 3 Compensation, PSO | APS 4 – 6 Local Community Connectors | SES BAND 1 Scalable Integrity Responses EL2 Scalable Integrity Responses |
EL1 Scalable Integrity Responses APS6 Frontline Integrity |
APS5 Frontline Integrity EL2 Frontline Integrity |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| with Planner Delegate Level 2 in Schedule 2 | |||||||||||||
| Approve a participant’s plan in accordance with Planner Delegate Level 3 in Schedule 2 | 33(2) | Yes | Yes | Yes | Yes | Yes | Yes | No | No | No | Yes | Yes | No |
| Approve a participant’s plan in accordance with Planner Delegate Level 4 in Schedule 2 | 33(2) | Yes | Yes | No | Yes | Yes | No | No | No | No | Yes | No | No |
| Approve a participant’s plan — no limit (also referred to as Planner Delegate Level 5) | 33(2) | Yes | No | No | No | No | No | No | No | No | No | No | No |
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FOI 25/26-0749
Planning (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Children’s Strategy & Services SES BAND 1 Aged Care & Hospital Interface |
SES BAND 1 State, Territories and Remote, Complex Support Needs, National Early Childhood, Performance, Quality & National Workload Management Scheme Reforms and Transition, Technical Advice and Practice Improvement Compensation, Home and Living Planning & Operations |
EL2 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations, Technical Advice and Practice Improvement | EL2 Delivery Support (HDD) EL1 Delivery Support (HDD) APS 6 Delivery Support (HDD & Service Delivery) |
EL 1 Technical Advice and Practice Improvement APS 6 Technical Advisor (Professional Stream) |
EL1 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations APS 6 Planner, Compensation, PSO |
APS 4 - 5 Planner, Compensation, PSO | APS 3 Compensation, PSO | APS 4 – 6 Local Community Connectors | SES BAND 1 Scalable Integrity Responses EL2 Scalable Integrity Responses |
EL1 Scalable Integrity Responses APS6 Frontline Integrity |
APS5 Frontline Integrity EL2 Frontline Integrity |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Request information reasonably necessary for the purposes of preparing and approving the statement of participant supports | 36(2)(a) | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | No | No | No |
| Request a participant to undergo an assessment for the purpose of preparing and approving a statement of participant supports | 36(2)(b)(i) | Yes | Yes | Yes | Yes | No | Yes | Yes | Yes | Yes | No | No | No |
| Request a participant to undergo an examination for the purpose of preparing | 36(2)(b)(ii) | Yes | Yes | Yes | Yes | No | Yes | Yes | Yes | Yes | No | No | No |
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FOI 25/26-0749
Planning (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces
SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Children’s Strategy & Services
SES BAND 1 Aged Care & Hospital Interface | SES BAND 1 State, Territories and Remote, Complex Support Needs, National Early Childhood, Performance, Quality & National Workload Management
Scheme Reforms and Transition, Technical Advice and Practice Improvement
Compensation, Home and Living Planning & Operations | EL2 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations, Technical Advice and Practice Improvement | EL2 Delivery Support (HDD)
EL1 Delivery Support (HDD)
APS 6 Delivery Support (HDD & Service Delivery)
EL 1 Technical Advice and Practice Improvement
APS 6 Technical Advisor (Professional Stream) | EL1 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations
APS 6 Planner, Compensation, PSO | APS 4 - 5 Planner, Compensation, PSO | APS 4 – 6 Local Community Connectors | SES BAND 1 Scalable Integrity Responses
EL2 Scalable Integrity Responses | EL1 Scalable Integrity Responses
APS6 Frontline Integrity
EL2 Frontline Integrity |
| — | — | — | — | — | — | — | — | — | — | — | — |
| and approving a statement of participant supports | | | | | | | | | | | |
| Make a further request under s36(2) if satisfied it was reasonable for the participant or other person not to have complied with the request within the specified period | 36(3)(b)(ii) | Yes | Yes | Yes | Yes | No | Yes | Yes | Yes | No | No |
| Extend the grace period longer than six weeks for temporary absence of a participant | 40(2)(b) | Yes | Yes | Yes | No | No | Yes | Yes | No | No | No |
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FOI 25/26-0749
Planning (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Board, Legal, Reviews, Actuarial & Data SES BAND 2 Reviews & Information Release |
SES BAND 2 NCC & Complaints SES BAND 1 NCC EL 1 - 2 NCC Operations APS 6 NCC Service Officer |
APS 4 – 5 NCC Service Officer | APS 3 NCC Service Officer | EL 1 – 2 Scheme Integrity Response Team | APS 6 Planner (SIRT only) | SES BAND 1 External Review EL 1 - 2 External Review |
Management | Management |
|---|---|---|---|---|---|---|---|---|---|---|
| Facilitate the preparation of a participant’s plan | 32(1) | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| Approve a participant’s plan in accordance with Planner Delegate Level 1 in Schedule 2 | 33(2) | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| Approve a participant’s plan in accordance with Planner Delegate Level 2 in Schedule 2 | 33(2) | Yes | Yes | Yes | No | Yes | Yes | Yes | Yes | Yes |
| Approve a participant’s plan in accordance with Planner Delegate Level 3 in Schedule 2 | 33(2) | Yes | Yes | No | No | Yes | Yes | Yes | Yes | No |
| Approve a participant’s plan in accordance with Planner Delegate Level 4 in Schedule 2 | 33(2) | Yes | No | No | No | Yes | No | Yes | No | No |
| Approve a participant’s plan — no limit (also referred to as Planner Delegate Level 5) | 33(2) | Yes | No | No | No | No | No | No | No | No |
| Request information reasonably necessary for the purposes of preparing and approving the statement of participant supports | 36(2)(a) | Yes | No | No | No | No | No | No | No | No |
| Request a participant to undergo an assessment for the purpose of preparing and approving a statement of participant supports | 36(2)(b)(i) | Yes | No | No | No | No | No | No | No | No |
| Request a participant to undergo an examination for the purpose of preparing and approving a statement of participant supports | 36(2)(b)(ii) | Yes | No | No | No | No | No | No | No | No |
| Extend the grace period longer than six weeks for | 40(2)(b) | Yes | No | No | No | No | No | No | No | No |
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FOI 25/26-0749
Planning (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Board, Legal, Reviews, Actuarial & Data SES BAND 2 Reviews & Information Release |
SES BAND 2 NCC & Complaints SES BAND 1 NCC EL 1 - 2 NCC Operations APS 6 NCC Service Officer |
APS 4 – 5 NCC Service Officer | APS 3 NCC Service Officer | EL 1 – 2 Scheme Integrity Response Team | APS 6 Planner (SIRT only) | SES BAND 1 External Review EL 1 - 2 External Review |
Management | Management |
|---|---|---|---|---|---|---|---|---|---|---|
| temporary absence of a participant | ||||||||||
| Provide or fund other supports during a period of suspension of a participant’s plan if it is appropriate | 41(2)(b) | Yes | No | No | No | No | No | No | No | No |
| Decide that a NDIS amount can be paid to a participant, notwithstanding subsection 45(4) | 45(5) | No | No | No | No | Yes | Yes | No | No | No |
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FOI 25/26-0749
Planning — Compensation
For plan approvals where compensation may apply only. Refer to Planning for power to approve a participant’s plan when the NDIS (Supports for Participants — Accounting for Compensation) Rules 2013 do not apply. Rules means the NDIS (Supports for Participants — Accounting for Compensation) Rules 2013.
| Description of Power/Function | Authority (section of NDIS Act /Rules) | SES BAND 3 Children, Specialised Services & Scheme Interfaces SES BAND 2 Specialised Service Delivery |
SES BAND 1 Compensation | EL2 Compensation | EL1 Compensation | APS 6 Compensation | APS 5 Compensation | APS 4 Compensation |
|---|---|---|---|---|---|---|---|---|
| Determine that an agreement to give up a right to compensation was not reasonable, in the circumstances. | 3.1(d) | Yes | Yes | Yes | Yes | No | No | No |
| Approve a participant’s plan, which adopts the annualised Plan Value (per Schedule 2) for Planner Delegate Level 1 and takes into account compensation, including the power to: (a) identify the Compensation Reduction Amount (CRA) in accordance with para 3.11 to 3.21 of the Compensation Rules, and (b) reduce the funding for reasonable and necessary supports that would otherwise be approved by the appropriate CRA; and (c) ignore the whole or part of a CRA if appropriate to do so in the special circumstances of the case. |
3.4, 3.5, 3.11-3.21 and 3.10, Compensation Rules | Yes | Yes | Yes | Yes | Yes | Yes | No |
| Approve a participant’s plan, which adopts the annualised Plan Value (per Schedule 2) for Planner Delegate Level 2 and takes into account compensation, including the power to: (a) identify the CRA in accordance with para 3.11 to 3.21 of the Compensation Rules, and (b) reduce the funding for reasonable and necessary supports that would otherwise be approved by the appropriate CRA; and (c) ignore the whole or part of a CRA if appropriate to do so in the special circumstances of the case. |
3.4, 3.5, 3.11-3.21 and 3.10, Compensation Rules | Yes | Yes | Yes | Yes | Yes | Yes | No |
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FOI 25/26-0749
Planning — Compensation (continued)
| Description of Power/Function | Authority (section of NDIS Act /Rules) | SES BAND 3 Children, Specialised Services & Scheme Interfaces SES BAND 2 Specialised Service Delivery |
SES BAND 1 Compensation | EL2 Compensation | EL1 Compensation | APS 6 Compensation | APS 5 Compensation | APS 4 Compensation |
|---|---|---|---|---|---|---|---|---|
| Approve a participant’s plan, which adopts the annualised Plan Value (per Schedule 2) for Planner Delegate Level 3 and takes into account compensation, including to: (a) identify the CRA in accordance with para 3.11 to 3.21 of the Compensation Rules, (b) reduce the funding for reasonable and necessary supports that would otherwise be approved by the appropriate CRA; and (c) ignore the whole or part of a CRA if appropriate to do so in the special circumstances of the case. |
3.4, 3.5, 3.11-3.21 and 3.10, Compensation Rules | Yes | Yes | Yes | Yes | Yes | No | No |
| Approve a participant’s plan, which adopts the annualised Plan Value (per Schedule 2) for Planner Delegate Level 4, and takes into account compensation, including to: (a) identify the CRA in accordance with para 3.11 to 3.21 of the Compensation Rules, (b) reduce the funding for reasonable and necessary supports that would otherwise be approved by the appropriate CRA; and (c) ignore the whole or part of a CRA if appropriate to do so in the special circumstances of the case. |
3.4, 3.5, 3.11-3.21 and 3.10, Compensation Rules | Yes | Yes | Yes | No | No | No | No |
| Approve a participant’s plan — with no limit, and takes into account compensation, including to: (d) identify the CRA in accordance with para 3.11 to 3.21 of the Compensation Rules, (e) reduce the funding for reasonable and necessary supports that would otherwise be approved by the appropriate CRA; and (f) ignore the whole or part of a CRA if appropriate to do so in the special circumstances of the case. |
3.4, 3.5, 3.11-3.21 and 3.10, Compensation Rules | Yes | No | No | No | No | No | No |
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FOI 25/26-0749
Planning — Compensation (continued)
| Description of Power/Function | Authority (section of NDIS Act /Rules) | SES BAND 3 Children, Specialised Services & Scheme Interfaces SES BAND 2 Specialised Service Delivery |
SES BAND 1 Compensation | EL2 Compensation | EL1 Compensation | APS 6 Compensation | APS 5 Compensation | APS 4 Compensation |
|---|---|---|---|---|---|---|---|---|
| Request information reasonably necessary for the purposes of preparing and approving the statement of participant supports | 36(2)(a) | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
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FOI 25/26-0749
Planning — Compensation
For plan approvals where compensation may apply only. Refer to Planning for power to approve a participant’s plan when the NDIS (Supports for Participants — Accounting for Compensation) Rules 2013 do not apply. Rules means the NDIS (Supports for Participants — Accounting for Compensation) Rules 2013.
| Description of Power/Function | Authority (section of NDIS Act /Rules) | SES BAND 3 Legal, Reviews, Actuarial & Data SES BAND 2 Reviews & Information Release, Children’s Strategy & Services |
SES BAND 1 Complex Support Needs, Aged Care & Hospital Interface, National Early Childhood, Home and Living Planning & Operations, External Review | EL 2 Complex Support Needs, Aged Care & Hospital Interface, National Early Childhood, Home and Living Planning & Operations, External Review, Delivery Support (HDD) | EL 1 External Review, Delivery Support (HDD) | APS 6 Delivery Support (HDD) | Complex Support Needs, Aged Care & Hospital Interface, National Early Childhood, Home and Living Planning & Operations | APS 6 Planner (Home and Living Planning & Operations), Case Management | APS 5-6 Planner (Specialised Service Delivery) |
|---|---|---|---|---|---|---|---|---|---|
| Approve a participant’s plan, which adopts the annualised Plan Value (per Schedule 2) for Planner Delegate Level 1 and takes into account compensation, including the power to: (d) reduce the funding for reasonable and necessary supports that would otherwise be approved by the appropriate CRA. |
3.4, 3.5 | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| Approve a participant’s plan, which adopts the annualised Plan Value (per Schedule 2) for Planner Delegate Level 2 and takes into account compensation, including the power to: (d) reduce the funding for reasonable and necessary supports that would otherwise be approved by the appropriate CRA. |
3.4, 3.5 | Yes | Yes | Yes | Yes | Yes | Yes | Yes | |
| Approve a participant’s plan, which adopts the annualised Plan Value (per Schedule 2) for Planner Delegate Level 3 and takes into account compensation, including to: (d) reduce the funding for reasonable and necessary supports that would otherwise be approved by the appropriate CRA. |
3.4, 3.5 | Yes | Yes | Yes | Yes | Yes | Yes | No |
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FOI 25/26-0749
Planning — Compensation (continued)
| Description of Power/Function | Authority (section of NDIS Act /Rules) | SES BAND 3 Legal, Reviews, Actuarial & Data SES BAND 2 Reviews & Information Release, Children’s Strategy & Services |
SES BAND 1 Complex Support Needs, Aged Care & Hospital Interface, National Early Childhood, Home and Living Planning & Operations, External Review | EL 2 Complex Support Needs, Aged Care & Hospital Interface, National Early Childhood, Home and Living Planning & Operations, External Review, Delivery Support (HDD) | EL 1 External Review, Delivery Support (HDD) | APS 6 Delivery Support (HDD) | Complex Support Needs, Aged Care & Hospital Interface, National Early Childhood, Home and Living Planning & Operations | APS 6 Planner (Home and Living Planning & Operations), Case Management | APS 5-6 Planner (Specialised Service Delivery) |
|---|---|---|---|---|---|---|---|---|---|
| Approve a participant’s plan, which adopts the annualised Plan Value (per Schedule 2) for Planner Delegate Level 4, and takes into account compensation, including to: (g) reduce the funding for reasonable and necessary supports that would otherwise be approved by the appropriate CRA. |
3.4, 3.5 | Yes | Yes | Yes | Yes | No | No | No | No |
| Approve a participant’s plan — with no limit, and takes into account compensation, including to: (h) reduce the funding for reasonable and necessary supports that would otherwise be approved by the appropriate CRA. |
3.4, 3.5 | Yes | No | No | No | No | No | No | No |
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FOI 25/26-0749
Compensation
| Description of Power/Function | Authority (section of NDIS Act/Rules) | SES BAND 3 Children, Specialised Services & Scheme Interfaces, Legal, Reviews, Actuarial & Data SES BAND 2 Specialised Service Delivery SES BAND 1 Compensation |
EL2 Compensation | EL1 Compensation | APS 6 Compensation | APS 5 Compensation | SES BAND 2 Reviews & Information Release SES BAND 1 External Review |
|---|---|---|---|---|---|---|---|
| Advise a person in relation to the likely compensation reduction amount (CRA), or elements of the likely (CRA) that would apply in relation to a settlement or agreement | Rule 3.8 | Yes | Yes | Yes | Yes | Yes | No |
| Issue a written notice requiring the participant or prospective participant to take action specified in the notice | 104(2) | Yes | Yes | Yes | No | No | No |
| Form the opinion that the participant or prospective participant may be entitled to compensation on the basis that an agreement to give up compensation is void, ineffective or unenforceable, and issue a notice requiring the participant or prospective participant to take action specified in the notice | 104(2) and 104(6) | Yes | Yes | Yes | No | No | No |
| Extend the specified period to take action to claim or obtain compensation (in response to an application by the participant or prospective participant) | 104(5A) | Yes | Yes | Yes | Yes | No | No |
| Take action to claim or obtain compensation in the name of the participant or prospective participant, where there has been a failure to comply with a requirement to take action to obtain compensation | 105(4)(a) | Yes | No | No | No | No | No |
| Take over the conduct of an existing claim, where there has been a failure to comply with a requirement to take action to obtain compensation | 105(4)(b) | Yes | No | No | No | No | No |
| Give notice that the CEO (Chief Executive Officer) is considering taking action to claim or obtain compensation in the name of the participant or prospective participant, or take over the conduct of any existing claim | 105(6)(a) | Yes | Yes | Yes | No | No | No |
Page | 17
FOI 25/26-0749
Compensation (continued)
| Description of Power/Function | Authority (section of NDIS Act/Rules) | SES BAND 3 Children, Specialised Services & Scheme Interfaces, Legal, Reviews, Actuarial & Data SES BAND 2 Specialised Service Delivery SES BAND 1 Compensation |
EL2 Compensation | EL1 Compensation | APS 6 Compensation | APS 5 Compensation | SES BAND 2 Reviews & Information Release SES BAND 1 External Review |
|---|---|---|---|---|---|---|---|
| Take whatever steps are appropriate to bring the claim to a conclusion | 105A(2)(a) | Yes | No | No | No | No | No |
| Settle the proceedings either with or without obtaining judgement, if the claim is before a court | 105A(2)(b) | Yes | No | No | No | No | No |
| Take such steps as are necessary to enforce the judgment, if the claim is before a court and judgement has been obtained in favour of the plaintiff | 105A(2)(c) | Yes | No | No | No | No | No |
| Require the participant or prospective participant to sign any document relevant to a claim made or taken over by the CEO | 105A(3) | Yes | Yes | No | No | No | Yes |
| Apply to the Federal Court of Australia for a direction that a document relevant to a claim made or taken over by the CEO be signed on behalf of the participant or prospective participant by a person appointed by the CEO | 105A(4)(a) | Yes | Yes | No | No | No | Yes |
| Apply to the Court or Tribunal in which proceedings relating to a claim made or taken over by the CEO are being heard for a direction that a document relevant to the claim be signed on behalf of the participant or prospective participant | 105A(4)(b) | Yes | Yes | No | No | No | Yes |
| Appoint a person to sign a document, on behalf of the participant or prospective participant, which is relevant to a claim made or taken over by the CEO | 105A(4)(a) | Yes | Yes | No | No | No | Yes |
| Give written notice that the CEO proposes to make an application to a Court or Tribunal seeking a direction that a document relevant to the claim, made or taken over by the CEO, be signed on behalf of the participant or prospective participant | 105A(5) | Yes | Yes | Yes | No | No | No |
| Give written notice to the potential compensation payer that the CEO may wish to recover an | 109(1) | Yes | Yes | Yes | Yes | Yes | No |
Page | 18
FOI 25/26-0749
Compensation (continued)
| Description of Power/Function | Authority (section of NDIS Act/Rules) | SES BAND 3 Children, Specialised Services & Scheme Interfaces, Legal, Reviews, Actuarial & Data SES BAND 2 Specialised Service Delivery SES BAND 1 Compensation |
EL2 Compensation | EL1 Compensation | APS 6 Compensation | APS 5 Compensation | SES BAND 2 Reviews & Information Release SES BAND 1 External Review |
|---|---|---|---|---|---|---|---|
| amount from the compensation payer (preliminary notice) | |||||||
| Give written notice to the insurer that the CEO may wish to recover an amount from the insurer (preliminary notice) | 109(2) | Yes | Yes | Yes | Yes | Yes | No |
| Give written notice to the compensation payer that the CEO proposes to recover from the compensation payer the amount specified in the notice (recovery notice) | 111(1) | Yes | Yes | Yes | Yes | Yes | No |
| Give written notice to the insurer that the CEO proposes to recover from the insurer the amount specified in the notice (recovery notice) | 111(2) | Yes | Yes | Yes | Yes | Yes | No |
| Revoke the preliminary notice and give the compensation payer notice that the preliminary notice has been revoked | 114(2)(a) | Yes | Yes | Yes | Yes | Yes | No |
| Give the potential compensation payer written permission to pay the participant or prospective participant a compensation payment | 114(2)(c) | Yes | Yes | Yes | Yes | Yes | No |
| Revoke the preliminary notice and give the insurer notice that the preliminary notice has been revoked | 114(4)(a) | Yes | Yes | Yes | Yes | Yes | No |
| Give the insurer written permission to pay the participant or prospective participant a compensation payment | 114(4)(c) | Yes | Yes | Yes | Yes | Yes | No |
| Determine an amount that a potential compensation payer or insurer is to pay the Agency where a compensation payer or insurer makes a payment after receiving a preliminary notice or recovery notice in contravention of s 114 | 115(1) | Yes | Yes | Yes | Yes | Yes | No |
Page | 19
FOI 25/26-0749
Compensation (continued)
| Description of Power/Function | Authority (section of NDIS Act/Rules) | SES BAND 3 Children, Specialised Services & Scheme Interfaces, Legal, Reviews, Actuarial & Data SES BAND 2 Specialised Service Delivery SES BAND 1 Compensation |
EL2 Compensation | EL1 Compensation | APS 6 Compensation | APS 5 Compensation | SES BAND 2 Reviews & Information Release SES BAND 1 External Review |
|---|---|---|---|---|---|---|---|
| Treat the whole or part of a compensation payment as not having been fixed by a judgment or settlement (i.e. disregard certain payments), if appropriate to do so in the special circumstances of the case | 116 | Yes | Yes | Yes | Yes | Yes | No |
Page | 20
FOI 25/26-0749
Plan Variation
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Legal, Reviews, Actuarial & Data SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Reviews & Information Release, Children’s Strategy & Services SES BAND 1 Aged Care and Hospital Interface Technical Advice and Practice Improvement Home and Living Planning & Operations |
SES BAND 1 State, Territories and Remote, Complex Support Needs, National Early Childhood, Compensation Home and Living Planning & Operations, Participant Safeguarding Response, External Review | EL2 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Technical Advice and Practice Improvement, Compensation, Home and Living Planning & Operations | EL1 Technical Advice and Practice Improvement, Delivery Support (HDD) APS6 Delivery Support (HDD & Service Delivery), Technical Advisor |
EL1 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations APS6 Planner, PSO, Compensation, Local Community Connectors |
APS4 - 5 Planner, PSO, Compensation, Local Community Connectors | APS3 PSO, Compensation |
|---|---|---|---|---|---|---|---|---|
| Vary a participant’s plan | 47A(1),(2) | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| Vary a plan in accordance with Planner Delegate Level 1 in Schedule 3 | 47A | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| Vary a plan in accordance with Planner Delegate Level 2 in Schedule 3 | 47A | Yes | Yes | Yes | Yes | Yes | Yes | No |
| Vary a plan in accordance with Planner Delegate Level 3 in Schedule 3 | 47A | Yes | Yes | Yes | Yes | Yes | No | No |
Page | 21
FOI 25/26-0749
Plan Variation (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Legal, Reviews, Actuarial & Data SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Reviews & Information Release, Children’s Strategy & Services SES BAND 1 Aged Care and Hospital Interface Technical Advice and Practice Improvement Home and Living Planning & Operations |
SES BAND 1 State, Territories and Remote, Complex Support Needs, National Early Childhood, Compensation Home and Living Planning & Operations, Participant Safeguarding Response, External Review | EL2 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Technical Advice and Practice Improvement, Compensation, Home and Living Planning & Operations | EL1 Technical Advice and Practice Improvement, Delivery Support (HDD) APS6 Delivery Support (HDD & Service Delivery), Technical Advisor |
EL1 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations APS6 Planner, PSO, Compensation, Local Community Connectors |
APS4 - 5 Planner, PSO, Compensation, Local Community Connectors | APS3 PSO, Compensation |
|---|---|---|---|---|---|---|---|---|
| Vary a plan in accordance with Planner Delegate Level 4 in Schedule 3 | 47A(4)(b) | Yes | Yes | No | No | No | No | No |
| Vary a plan in accordance with Planner Delegate Level 5 in Schedule 3 | 47A(4)(d) | Yes | No | No | No | No | No | No |
| Decide not to vary a participant’s plan | 47A(8) | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| Inform the participant that further time is needed to decide whether or not to vary the participant’s plan | Yes | Yes | Yes | Yes | Yes | Yes | Yes | |
| Decide, after further time, to not vary the participant’s plan | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
Page | 22
FOI 25/26-0749
Plan Variation (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Legal, Reviews, Actuarial & Data SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Reviews & Information Release, Children’s Strategy & Services SES BAND 1 Aged Care and Hospital Interface Technical Advice and Practice Improvement Home and Living Planning & Operations |
SES BAND 1 State, Territories and Remote, Complex Support Needs, National Early Childhood, Compensation Home and Living Planning & Operations, Participant Safeguarding Response, External Review | EL2 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Technical Advice and Practice Improvement, Compensation, Home and Living Planning & Operations | EL1 Technical Advice and Practice Improvement, Delivery Support (HDD) APS6 Delivery Support (HDD & Service Delivery), Technical Advisor |
EL1 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations APS6 Planner, PSO, Compensation, Local Community Connectors |
APS4 - 5 Planner, PSO, Compensation, Local Community Connectors | APS3 PSO, Compensation |
|---|---|---|---|---|---|---|---|---|
| Request information reasonably necessary for the purposes of varying the participant’s plan | 50(2)(a) | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| Request a participant to undergo an assessment for the purposes of varying a participant’s plan | 90(2)(b)(i) | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| Request a participant to undergo an examination for the purposes of varying a participant’s plan | 90(2)(b)(ii) | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
Page | 23
FOI 25/26-0749
Plan Variation (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 2 NCC & Complaints SES BAND 1 NCC EL 1 - 2 NCC Operations APS 6 NCC Service Officer |
APS 4 – 5 NCC Service Officer | SES BAND 1 Complaints EL 1 - 2 Complaints APS 5 – 6 Complaints APS 3 NCC Service Officer |
SES BAND 1 External Review EL1 - 2 External Review |
APS6 Case Management | APS5 Case Management | SES BAND 1 Scalable Integrity Responses EL2 Scalable Integrity Responses |
EL1 Scalable Integrity Responses APS6 Frontline Integrity |
APS5 Frontline Integrity |
|---|---|---|---|---|---|---|---|---|---|---|
| Vary a participant’s plan | 47A(1),(2) | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| Vary a plan in accordance with Planner Delegate Level 1 in Schedule 3 | 47A | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| Vary a plan in accordance with Planner Delegate Level 2 in Schedule 3 | 47A | Yes | Yes | No | Yes | Yes | Yes | Yes | Yes | Yes |
| Vary a plan in accordance with Planner Delegate Level 3 in Schedule 3 | 47A | Yes | No | No | Yes | Yes | No | Yes | Yes | No |
| Vary a plan in accordance with Planner Delegate Level 4 in Schedule 3 | 47A | No | No | No | Yes | No | No | Yes | No | No |
| Vary a plan in accordance with Planner Delegate Level 5 in Schedule 3 | 47A | No | No | No | No | No | No | No | No | No |
| Decide not to vary a participant’s plan | 47A(4)(b) | Yes | Yes | Yes | Yes | Yes | Yes | No | No | No |
| Inform the participant that further time is needed to decide whether or not to vary the participant’s plan | 47A(4)(d) | No | No | No | Yes | Yes | Yes | No | No | No |
| After further time, decide not to vary the participant’s plan | 47A(8) | No | No | No | Yes | Yes | Yes | No | No | No |
| Request information reasonably necessary for the purposes of varying the participant’s plan | 50(2)(a) | Yes | Yes | Yes | No | No | No | Yes | Yes | Yes |
| Request a participant to undergo an assessment for the purposes of varying a participant’s plan | 50(2)(b)(i) | No | No | No | No | No | No | Yes | Yes | Yes |
| Request a participant to undergo an examination for the purposes of varying a participant’s plan | 50(2)(b)(ii) | No | No | No | No | No | No | Yes | Yes | Yes |
Page | 24
FOI 25/26-0749
Plan Reassessment
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Legal, Reviews, Actuarial & Data SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Reviews & Information Release, NCC & Complaints, Children’s Strategy & Services |
SES BAND 1 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Technical Advice and Practice Improvement, Participant Safeguarding Response, Compensation, Home and Living Planning & Operations EL1 - 2 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Technical Advice and Practice Improvement Compensation, Home and Living Planning & Operations, Delivery Support HDD |
APS 6 Technical Advisor (Professional Stream) APS6 Planner, Delivery Support (HDD) |
APS3 - 6 Planner, PSO, Compensation, Local Community Connectors | SES BAND 1 NCC EL 1 – 2 NCC Operations APS 3 – 6 NCC Service Officer |
SES BAND 1 External Review EL1 - 2 External Review APS5 – 6 Case Management |
SES BAND 1 Scalable Integrity Responses EL1 - 2 Scalable Integrity Responses APS5 - 6 Frontline Integrity |
|---|---|---|---|---|---|---|---|---|
| Conduct a reassessment of a participant’s plan at any time | 48(1) | Yes | Yes | Yes | Yes | No | Yes | Yes |
| Decide that the plan needs to be varied | 48(3)(a) | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
Page | 25
FOI 25/26-0749
Plan Reassessment (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Legal, Reviews, Actuarial & Data SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Reviews & Information Release, NCC & Complaints, Children’s Strategy & Services |
SES BAND 1 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Technical Advice and Practice Improvement, Participant Safeguarding Response, Compensation, Home and Living Planning & Operations EL1 - 2 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Technical Advice and Practice Improvement Compensation, Home and Living Planning & Operations, Delivery Support HDD |
APS 6 Technical Advisor (Professional Stream) APS6 Planner, Delivery Support (HDD) |
APS3 - 6 Planner, PSO, Compensation, Local Community Connectors | SES BAND 1 NCC EL 1 – 2 NCC Operations APS 3 – 6 NCC Service Officer |
SES BAND 1 External Review EL1 - 2 External Review APS5 – 6 Case Management |
SES BAND 1 Scalable Integrity Responses EL1 - 2 Scalable Integrity Responses APS5 - 6 Frontline Integrity |
|---|---|---|---|---|---|---|---|---|
| Decide that the plan needs to be reassessed | 48(3)(b) | Yes | Yes | Yes | Yes | No | Yes | Yes |
| Decide not to conduct a plan reassessment | 48(3)(c) | Yes | Yes | Yes | Yes | No | Yes | No |
| Reassess the plan before the reassessment date | 49(1) | Yes | Yes | No | Yes | No | Yes | No |
| Request information reasonably necessary for the purposes of reassessing the participant’s | 50(2)(a) | Yes | Yes | No | Yes | Yes | Yes | Yes |
Page | 26
FOI 25/26-0749
Plan Reassessment (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Legal, Reviews, Actuarial & Data SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Reviews & Information Release, NCC & Complaints, Children’s Strategy & Services |
SES BAND 1 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Technical Advice and Practice Improvement, Participant Safeguarding Response, Compensation, Home and Living Planning & Operations EL1 - 2 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Technical Advice and Practice Improvement Compensation, Home and Living Planning & Operations, Delivery Support HDD |
APS 6 Technical Advisor (Professional Stream) APS6 Planner, Delivery Support (HDD) |
APS3 - 6 Planner, PSO, Compensation, Local Community Connectors | SES BAND 1 NCC EL 1 – 2 NCC Operations APS 3 – 6 NCC Service Officer |
SES BAND 1 External Review EL1 - 2 External Review APS5 – 6 Case Management |
SES BAND 1 Scalable Integrity Responses EL1 - 2 Scalable Integrity Responses APS5 - 6 Frontline Integrity |
|---|---|---|---|---|---|---|---|---|
| plan | ||||||||
| Request a participant to undergo an assessment for the purposes of reassessing a participant’s plan | 50(2)(b)(i) | Yes | Yes | No | Yes | No | Yes | Yes |
| Request a participant to undergo an examination for the purposes of reassessing a participant’s plan | 50(2)(b)(ii) | Yes | Yes | No | Yes | No | Yes | Yes |
Page | 27
FOI 25/26-0749
Children
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Partners, Providers and Home and Living, Legal, Reviews, Actuarial & Data, SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Home and Living, Reviews & Information Release, Partners and Providers, NCC & Complaints, Children’s Strategy & Services |
SES BAND 1 State, Territories and Remote, Scheme Eligibility, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Participant Safeguarding Response, Home and Living Planning & Operations, NCC EL1 - 2 State, Territories and Remote, Scheme Eligibility, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations, NCC Operations |
SES BAND 1 External Review EL1 - 2 External Review |
|---|---|---|---|---|
| Determine that a person, other than the person with parental responsibility, can do an act or thing required to be done by or in relation to a child under the NDIS Act | 74(1)(b) | Yes | Yes | Yes |
| Make a determination that a child can self-represent | 74(5) | Yes | Yes | Yes |
| Determine that one or more persons, who would have had parental responsibility for a child if there was no guardian, have parental responsibility for the child instead of the guardian | 75(2) | Yes | Yes | Yes |
| Determine that one or more persons have parental responsibility for a child | 75(3) | Yes | Yes | Yes |
| Revoke determinations made under section 74 regarding a child’s representative | 77(1) | Yes | Yes | Yes |
Page | 28
FOI 25/26-0749
Nominees
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Partners, Providers and Home & Living, Legal, Reviews, Actuarial & Data SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Home and Living, Reviews & Information Release, Partners and Providers, Children’s Strategy & Services |
SES BAND 1 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Participant Safeguarding Response, Home and Living Planning & Operations EL1 - 2 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations, Technical Advice and Practice Improvement APS6 Delivery Support (HDD & Service Delivery) Quality Officer APS5 Quality Officer APS4 – 6 Planner, Local Community Connectors APS3 – 6 PSO, Compensation |
SES BAND 1 NCC EL1 - 2 NCC Operations APS 3 – 6 NCC Service Officer |
SES BAND 1 External Review, Complaints EL1 - 2 External Review Complaints APS5 – 6 Case Management Complaints |
All officers |
|---|---|---|---|---|---|---|
| Require a nominee to inform the Agency of an event or change or circumstances that is likely to have a certain effect | 83(1) | Yes | Yes | Yes | Yes | No |
| Require a plan nominee to give the Agency a statement relating to the disposal of an NDIS amount | 84(1) | Yes | Yes | Yes | Yes | No |
| Appoint a plan nominee at the request of the participant | 86(2)(a) | Yes | Yes | Yes | Yes | No |
| Appoint a plan nominee on the initiative of the CEO | 86(2)(b) | Yes | Yes | Yes | Yes | No |
| Appoint a correspondence nominee at the request of the participant | 87(2)(a) | Yes | Yes | Yes | Yes | No |
Page | 29
FOI 25/26-0749
Nominees (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Partners, Providers and Home & Living, Legal, Reviews, Actuarial & Data SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Home and Living, Reviews & Information Release, Partners and Providers, Children’s Strategy & Services |
SES BAND 1 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Participant Safeguarding Response, Home and Living Planning & Operations EL1 - 2 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations, Technical Advice and Practice Improvement APS6 Delivery Support (HDD & Service Delivery) Quality Officer APS5 Quality Officer APS4 – 6 Planner, Local Community Connectors APS3 – 6 PSO, Compensation |
SES BAND 1 NCC EL1 - 2 NCC Operations APS 3 – 6 NCC Service Officer |
SES BAND 1 External Review, Complaints EL1 - 2 External Review Complaints APS5 – 6 Case Management Complaints |
All officers |
|---|---|---|---|---|---|---|
| Appoint a correspondence nominee on the initiative of the CEO | 87(2)(b) | Yes | Yes | Yes | Yes | No |
| Cancel appointment of nominee | 89 | Yes | Yes | Yes | Yes | No |
| Cancel or suspend appointment of nominee | 90 | Yes | Yes | Yes | Yes | No |
| Suspend and cancel appointment of nominee in cases of physical, mental, or financial harm | 91 | Yes | Yes | Yes | Yes | No |
| Appoint another person to be the nominee for a specified period where the nominee is suspended | 92(3) | Yes | Yes | Yes | Yes | No |
| Inform correspondence nominee of the giving of a notice to a | 96(1) | Yes | Yes | Yes | Yes | No |
Page | 30
FOI 25/26-0749
Nominees (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Partners, Providers and Home & Living, Legal, Reviews, Actuarial & Data SES BAND 2 State, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Home and Living, Reviews & Information Release, Partners and Providers, Children’s Strategy & Services |
SES BAND 1 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Participant Safeguarding Response, Home and Living Planning & Operations EL1 - 2 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Compensation, Home and Living Planning & Operations, Technical Advice and Practice Improvement APS6 Delivery Support (HDD & Service Delivery) Quality Officer APS5 Quality Officer APS4 – 6 Planner, Local Community Connectors APS3 – 6 PSO, Compensation |
SES BAND 1 NCC EL1 - 2 NCC Operations APS 3 – 6 NCC Service Officer |
SES BAND 1 External Review, Complaints EL1 - 2 External Review Complaints APS5 – 6 Case Management Complaints |
All officers |
|---|---|---|---|---|---|---|
| participant and the terms of the notice | ||||||
| Disclose information to a participant’s nominee | 66(3) | Yes | Yes | Yes | Yes | Yes |
Page | 31
FOI 25/26-0749
Review of Decisions
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Legal, Reviews, Actuarial & Data, Chief Operating Officer/Enabling Services, SES BAND 2 State, Territories and Remote, Specialised Service Delivery, Chief Financial Officer, National Operations & Performance, Reviews & Information Release, Children’s Strategy & Services, NCC & Complaints |
SES BAND 1 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Review, Compensation, Home and Living Planning & Operations, Technical Advice & Practice Improvement External Review, Complaints NCC EL1 - 2 State, Territories and Remote, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood, Review — access, Review — planning, Compensation, Home and Living Planning & Operations, Delivery Support (HDD), Technical Advice & Practice Improvement External Review, Complaints NCC Operations |
APS 6 Delivery Support (HDD) APS5 - 6 Planner, Review — access, Review — planning, Compensation, Technical Advisory, Case Management, Complaints APS 4 Review — access, Review — planning, Technical Advisory APS3 – 6 NCC Service Officer |
|---|---|---|---|---|
| Review a reviewable decision | 100(5) | Yes | Yes | Yes |
Page | 32
FOI 25/26-0749
Information Handling
| Description of Power/ Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces SES BAND 2 State, Territories & Remote, Specialised Service Delivery, National Operations & Performance, Children’s Strategy & Services |
SES BAND 1 Compensation EL1 - 2 Compensation APS 6 Compensation |
APS 5 Compensation | SES BAND 1 Scheme Eligibility EL2 Integrity Management |
EL1 Integrity Management APS 4 – 6 Integrity Management |
SES BAND 1 State, Territories and Remote, Participant Safeguarding Response, Complex Support Needs, Aged Care and Hospital Interface, National Early Childhood EL 2 State, Territories and Remote, Participant Safeguarding Response EL1 - 2 National Access Program Support |
|---|---|---|---|---|---|---|---|
| Obtain information from participants and prospective participants to ensure the integrity of the National Disability Insurance Scheme | 53(1) | Yes | Yes | Yes | Yes | Yes | Yes |
| Obtain information from other persons to ensure the integrity of the National Disability Insurance Scheme | 55(1) | Yes | No | No | No | Yes | Yes |
| Decide that the collection, recording, disclosure or use of information is reasonably necessary for research, actuarial analysis, or policy development | 60(3) | Yes | Yes | No | No | No | No |
| Disclose information where it is necessary in the public interest | 66(1)(a) | Yes | No | No | No | Yes | No |
| Disclose information to certain classes of people e.g., the Secretary of a Department of State of the Cth etc. | 66(1)(b) | Yes | No | No | No | No | No |
Page | 33
FOI 25/26-0749
Information Handling (continued)
| Description of Power/ Function | Authority (section of NDIS Act) | SES BAND 3 Integrity Transformation and Technology Services SES BAND 2 Fraud Fusion Taskforce & Integrity Capability SES BAND 1 Fraud Investigations, Intelligence and Analytics, Scalable Integrity Response EL2 Fraud Investigations Intelligence and Analytics Scalable Integrity Response EL1 Scalable Integrity Response |
EL1 Fraud Investigations Intelligence and Analytics APS6 Senior Intelligence Analyst Senior Investigator Payments Integrity Scalable Integrity Response Scheme Integrity Response APS5 Intelligence Analyst Investigator Payments Integrity Scalable Integrity Response APS4 Payments Integrity Scalable Integrity Response |
|---|---|---|---|
| Obtain information from participants and prospective participants to ensure the integrity of the National Disability Insurance Scheme | 53(1) | Yes | Yes |
| Obtain information from other persons to ensure the integrity of the National Disability Insurance Scheme | 55(1) | Yes | Yes |
| Decide that the collection, recording, disclosure or use of information is reasonably necessary for research, actuarial analysis, or policy development | 60(3) | No | No |
| Disclose information where it is necessary in the public interest | 66(1)(a) | Yes | No |
| Disclose information to certain classes of people e.g., the Secretary of a Department of State of the Cth etc. | 66(1)(b) | Yes | No |
Page | 34
FOI 25/26-0749
Information Handling (continued)
| INFORMATION HANDLING | Authority (section of NDIS Act) | Description of Power/Function | SES BAND 3 First Nations, Legal, Reviews, Actuarial & Data, Service Design and Improvement, Partners, Providers and Home & Living, Chief Operating Officer/Enabling Services SES BAND 2 Chief Counsel, Reviews & Information Release, Scheme Interfaces & Intergovernmental Relations, Chief Financial Officer, Policy and Practice Leadership, Home and Living, Partners and Providers, Markets,, Scheme Actuary & Chief Data Officer |
SES BAND 2 Co-Design and Engagement | SES BAND 1 Co-Design, Engagement & Inclusion, First Nations EL1 – EL2 Co-Design, Engagement & Inclusion, First Nations APS6 Co-Design, Engagement & Inclusion, First Nations |
SES BAND 1 Scheme Policy, Participant Outcomes, Evidence & Evaluation | SES BAND 1 Providers, Market Stewardship, Market Strategy | SES BAND 1 Technical Advice and Practice Improvement EL2 Provider Exit Coordination |
SES BAND 1 Data & Analytics EL2 Data & Analytics |
Deputy Chief Counsel Special Counsel EL2 Principal Legal Officer Agency Legal Services Branch |
SES BAND 1 Information Release, Privacy & Legal Operations EL 2 Principal Legal Officer Resolutions EL 1 Senior Legal Officer Resolutions EL1-2 Release & Privacy Officer |
EL2 Intergovernment Relations & Mainstream | EL 2 Quality & Safeguards Interface |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 135 | 53(1) | Obtain information from participants and prospective participants to ensure the integrity of the National Disability Insurance Scheme | Yes | No | No | No | No | No | Yes | Yes | No | No | Yes |
| 136 | 55(1) | Obtain information from other persons to ensure the integrity of the National Disability Insurance Scheme | Yes | No | No | No | No | No | No | Yes | No | No | No |
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FOI 25/26-0749
Information Handling (continued)
| INFORMATION HANDLING | Authority (section of NDIS Act) | Description of Power/Function | SES BAND 3 First Nations, Legal, Reviews, Actuarial & Data, Service Design and Improvement, Partners, Providers and Home & Living, Chief Operating Officer/Enabling Services SES BAND 2 Chief Counsel, Reviews & Information Release, Scheme Interfaces & Intergovernmental Relations, Chief Financial Officer, Policy and Practice Leadership, Home and Living, Partners and Providers, Markets,, Scheme Actuary & Chief Data Officer |
SES BAND 2 Co-Design and Engagement | SES BAND 1 Co-Design, Engagement & Inclusion, First Nations EL1 – EL2 Co-Design, Engagement & Inclusion, First Nations APS6 Co-Design, Engagement & Inclusion, First Nations |
SES BAND 1 Scheme Policy, Participant Outcomes, Evidence & Evaluation | SES BAND 1 Providers, Market Stewardship, Market Strategy | SES BAND 1 Technical Advice and Practice Improvement EL2 Provider Exit Coordination |
SES BAND 1 Data & Analytics EL2 Data & Analytics |
Deputy Chief Counsel Special Counsel EL2 Principal Legal Officer Agency Legal Services Branch |
SES BAND 1 Information Release, Privacy & Legal Operations EL 2 Principal Legal Officer Resolutions EL 1 Senior Legal Officer Resolutions EL1-2 Release & Privacy Officer |
EL2 Intergovernment Relations & Mainstream | EL 2 Quality & Safeguards Interface |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 137 | 60(3) | Decide that the collection, recording, disclosure or use of information is reasonably necessary for research, actuarial analysis, or policy development | Yes | Yes | Yes | Yes | Yes | No | Yes | Yes | No | No | No |
| 138 | 66(1)(a) | Disclose information where it is necessary in the public interest | Yes | Yes | No | No | Yes | Yes | No | Yes | Yes | Yes | Yes |
| 139 | 66(1)(b) | Disclose information to certain classes of people e.g., the Secretary of a Department of State of the Cth etc. | Yes | Yes | No | No | Yes | No | Yes | Yes | Yes | Yes | No |
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FOI 25/26-0749
Information Handling (continued)
(Continuation of table header columns without additional rows on this page)
Page | 37
FOI 25/26-0749
Claims & Payments
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Integrity Transformation & Technology Services SES BAND 2 Integrity & Payments Transformation SES BAND 1 Claims and Payments |
EL1 – 2 Claims and Payments | APS4 – 6 Payments, Finance, Payments Performance, Corporate Operations | SES BAND 3 Service Delivery SES BAND 2 NCC & Complaints SES BAND 1 NCC EL1 – 2 NCC Operations |
APS4 – 6 NCC Service Officer |
|---|---|---|---|---|---|---|
| The powers and functions that are exercisable by the CEO under section 45 of the NDIS Act | 45 | Yes | Yes | Yes | No | No |
| Decide that a claim for payment has been made in accordance with subsections (2), (3) and (5) | 45A(1) | Yes | Yes | Yes | Yes | Yes |
| Treat a claim that does not meet the requirements in s 45A(3) as having been made if satisfied it is appropriate to do so | 45A(4) | Yes | Yes | Yes | Yes | Yes |
| Treat a claim as having been made in accordance with s 45A(5) if satisfied exceptional circumstances justify the claim being made after the end of the applicable period and the claim was made within a reasonable period, having regard to those circumstances | 45A(6) | Yes | Yes | No | Yes | No |
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FOI 25/26-0749
In this instrument, power to write off debt is in relation to NDIS amounts only or an amount due and payable to the NDIA from Scheme funds. Refer to the financial delegations policy for write off Agency debts.
Scheme Debt Recovery
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Chief Operations Officer/Enabling Services, Legal, Reviews, Actuarial & Data, Integrity Transformation and Technology Services SES BAND 2 States, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Chief Financial Officer, Fraud Fusion Taskforce and Integrity Capability |
SES BAND 1 Fraud Investigations EL1 - 2 Fraud Investigations |
SES BAND 1 Budget Management, Strategy & Support | EL2 Finance Accounting Management Accounting | EL1 - 2 Finance Accounting Scheme Debt Management | APS 6 Finance Scheme Debt | SES BAND 1 - 2 Service Delivery EL 2 Service Delivery |
SES BAND 1 Compensation | EL1 - 2 Compensation | Chief Counsel Deputy Chief Counsel |
All Officers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Bring legal proceedings to recover a debt owed to the Agency | 183(1) | Yes | No | Yes | No | No | No | No | Yes | No | Yes | No |
| Enter into an arrangement with a person to pay a debt owed to the Agency in accordance with Schedule 4 | 184(1) | Yes | Yes | Yes | No | Yes | Yes | No | Yes | Yes | No | No |
| Terminate or alter an arrangement entered into under s 184(1) in accordance with Schedule 4 | 184(4) | Yes | Yes | Yes | No | Yes | Yes | No | Yes | Yes | No | No |
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FOI 25/26-0749
Scheme Debt Recovery (continued)
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Chief Operations Officer/Enabling Services, Legal, Reviews, Actuarial & Data, Integrity Transformation and Technology Services SES BAND 2 States, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Chief Financial Officer, Fraud Fusion Taskforce and Integrity Capability |
SES BAND 1 Fraud Investigations EL1 - 2 Fraud Investigations |
SES BAND 1 Budget Management, Strategy & Support | EL2 Finance Accounting Management Accounting | EL1 - 2 Finance Accounting Scheme Debt Management | APS 6 Finance Scheme Debt | SES BAND 1 - 2 Service Delivery EL 2 Service Delivery |
SES BAND 1 Compensation | EL1 - 2 Compensation | Chief Counsel Deputy Chief Counsel |
All Officers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Recover amounts from financial institutions where NDIS amounts have been paid to a person other than the intended recipient | 185(1) | Yes | Yes | Yes | Yes | Yes | Yes | No | Yes | Yes | Yes | No |
| Recover amounts from financial institutions where NDIS amounts have been paid to the credit of an account and the intended recipient dies before the payments have been made | 185(2) | Yes | Yes | Yes | Yes | Yes | Yes | No | Yes | Yes | Yes | No |
| Obtain information from a person who owes a debt to the Agency | 186 | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
Page | 40
SCHEME DEBT RECOVERY
| Description of Power/Function | Authority (section of NDIS Act) | SES BAND 3 Service Delivery, Children, Specialised Services & Scheme Interfaces, Chief Operations Officer/Enabling Services, Legal, Reviews, Actuarial & Data, Integrity Transformation and Technology Services SES BAND 2 States, Territories and Remote, Specialised Service Delivery, National Operations & Performance, Chief Financial Officer, Fraud Fusion Taskforce and Integrity Capability |
SES BAND 1 Fraud Investigations EL1 - 2 Fraud Investigations |
redacted: s22 Budget Management, Strategy & Support |
EL2 Finance Accounting Management Accounting |
EL1 - 2 Finance Scheme Debt |
APS 6 Finance Scheme Debt |
SES BAND 1 - 2 Service Delivery EL 2 Service Delivery |
SES BAND 1 Compensation |
EL1 - 2 Compensation |
Chief Counsel Deputy Chief Counsel |
All Officers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Obtain information about a person who owes a debt to the Agency | 187 | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| Write off a debt due to the Agency | 190 | Yes | Yes | Yes | No | Yes | Yes | No | No | No | No | No |
| Waive Agency’s right to recover debt | 191, 192 194, 195 |
Yes | Yes | Yes | No | Yes | No | No | No | No | No | No |
Specialist Disability Accommodation Dwelling Enrolment FOI 25/26-0749
SDA (SPECIALIST DISABILITY ACCOMMODATION) Rules’ means the National Disability Insurance Scheme (Specialist Disability Accommodation) Rules 2020.
| Description of Power/Function | Authority (section of NDIS Act/Rule) | SES BAND 3 Partners, Providers and Home & Living SES BAND 2 Home and Living SES BAND 1 Home and Living Capital EL1 – 2 Home and Living Capital APS 6 Home and Living Capital |
APS 4 – 5 Home and Living Capital |
|---|---|---|---|
| Require an applicant to give the CEO information or documents in relation to a specialist disability accommodation dwelling enrolment application | Section 25(5) SDA Rules | Yes | Yes |
| Decide whether to enroll a specialist disability accommodation dwelling | Section 26 SDA Rules | Yes | No |
| Decide to cancel the enrolment of a specialist disability accommodation dwelling | Section 27 SDA Rules | Yes | No |
| Request for another person to certify that the information and matters provided at the time of dwelling enrolment continue to apply | Section 30 SDA Rules | Yes | No |
Schedule 2 - Delegations in accordance with level of function FOI 25/26-0749
The delegations in Schedule 1 that are exercised in accordance with level of function are subject to the following:
a) The level of function is a distribution of expected participant plan costs, as indicated by the participants’ disability and the related functional impairment. b) The financial risk of a decision increases as a plan’s costs deviates from the norm for a level of function. c) The ICT systems have been designed that as financial risk increases, so does the minimum delegation required to approve decision. d) Level of function and associated distribution of costs is specified and controlled by the Scheme Actuary (noting the complexity and breadth of the packages inhibits the ability to publish them in this Instrument).
Plan Approval Delegations
The dollar amounts in the table are based on 12 months plan duration and plans not 12 months long are prorated at a rate equal to the variance in duration (For example, the amounts in the table will be halved for a plan of 6 months duration)
| Level of function | Delegate 1 | Delegate 2 | Delegate 3 | Delegate 4 | Delegate 5 |
|---|---|---|---|---|---|
| 1 | $16,445.00 | $31,625.00 | $63,250.00 | $1,265,000 | Over 1,265,000 |
| 2 | $19,607.50 | $47,437.50 | $94,875.00 | $1,265,000 | Over 1,265,000 |
| 3 | $22,770.00 | $50,600.00 | $101,200.00 | $1,265,000 | Over 1,265,000 |
| 4 | $29,095.00 | $56,925.00 | $151,800.00 | $1,265,000 | Over 1,265,000 |
| 5 | $35,420.00 | $75,900.00 | $151,800.00 | $1,265,000 | Over 1,265,000 |
| 6 | $44,907.50 | $107,525.00 | $156,543.75 | $1,265,000 | Over 1,265,000 |
| 7 | $60,720.00 | $126,500.00 | $158,125.00 | $1,265,000 | Over 1,265,000 |
| 8 | $72,105.00 | $158,125.00 | $215,050.00 | $1,265,000 | Over 1,265,000 |
| 9 | $94,875.00 | $189,750.00 | $253,000.00 | $1,265,000 | Over 1,265,000 |
| 10 | $158,125.00 | $253,000.00 | $379,500.00 | $1,265,000 | Over 1,265,000 |
| 11 | $189,750.00 | $316,250.00 | $442,750.00 | $1,265,000 | Over 1,265,000 |
| 12 | $221,375.00 | $347,875.00 | $442,750.00 | $1,265,000 | Over 1,265,000 |
| 13 | $284,625.00 | $379,500.00 | $442,750.00 | $1,265,000 | Over 1,265,000 |
| 14 | $316,250.00 | $442,750.00 | $442,750.00 | $1,265,000 | Over 1,265,000 |
| 15 | $379,500.00 | $442,750.00 | $442,750.00 | $1,265,000 | Over 1,265,000 |
Schedule 3 - Delegations in accordance with financial limits for redacted: s47 variations
Plan Variation Delegations
The dollar amounts in the table are based on 12 months plan duration and plans not 12 months long are prorated at a rate equal to the variance in duration (For example, the amounts in the table will be halved for a plan of 6 months duration)
| Plan Delegate Level | Delegate 1 | Delegate 2 | Delegate 3 | Delegate 4 | Delegate 5 |
|---|---|---|---|---|---|
| Amount | $2,500 | $5,000 | $10,000 | $50,000 | Over $50,000 |
Schedule 4 - Delegations in accordance with financial limits FOI 25/26-0749
Scheme debt
A Scheme debt is an amount of monies due to the Agency for a payment of an NDIS amount (to or in respect of a participant) made to a person who is not entitled for any reason to the payment of the NDIS amount (section 182(1) of the NDIS Act), or an amount due and payable to the NDIA (National Disability Insurance Agency), including as a result of:
a. Incorrect payment or overpayment to a provider or participant (including nominees acting on behalf of participants), b. Compensations matters; and c. Other debts relating to the operations of the NDIS Act.
If you are responsible for managing debts and/or waivers under the NDIS Act, you must act in accordance with the legislation, the Scheme Debt Policy and this Instrument of Delegation.
In the operation of the delegated functions under s184(1) and (4), the following financial limits are set separately where they apply for providers and participants who enter an arrangement to repay a Scheme debt to the Agency via a payment schedule.
For those situations where the person is a provider
| Description of Power/Function | Authority (section of NDIS Act) | Chief Financial Officer DCEO Service Delivery DCEO Integrity Transformation & Technology Services |
SES BAND 2 Fraud Fusion Taskforce & Integrity Capability SES BAND 1 Fraud Investigations |
EL 2 Fraud Investigations Scheme Debt |
EL 1 Fraud Investigations Scheme Debt |
APS6 Finance (Scheme Debt Team only) |
|---|---|---|---|---|---|---|
| Enter into an arrangement with a person to pay a debt owed to the Agency (where the person is a provider) | 184(1) | Unlimited | Yes $2,000,000 |
Yes $500,000 |
Yes $100,000 |
Yes $50,000 |
| Terminate or alter an arrangement entered into under s 184(1) (where the person is a provider) | 184(4) | Unlimited | Yes $2,000,000 |
Yes $500,000 |
Yes $100,000 |
Yes $50,000 |
For those situations where the person is a participant FOI 25/26-0749
| Description of Power/Function (section of NDIS Act) | Authority (section of NDIS Act) | Chief Financial Officer DCEO Service Delivery DCEO Integrity Transformation & Technology Services |
SES BAND 2 Fraud Fusion Taskforce & Integrity Capability SES BAND 1 Fraud Investigations Compensation |
EL2 Fraud Investigations Scheme Debt Compensation |
EL1 Fraud Investigations Scheme Debt Compensation |
APS6 Finance (Scheme Debt Team only) |
|---|---|---|---|---|---|---|
| Enter into an arrangement with a person to pay a debt owed to the Agency (where the person is a participant) | 184(1) | Unlimited | Yes $1,000,000 |
Yes $250,000 |
Yes $50,000 |
Yes $25,000 |
| Terminate or alter an arrangement entered into with a person under s 184(1) (where the person is a participant) | 184(4) | Unlimited | Yes $1,000,000 |
Yes $250,000 |
Yes $50,000 |
Yes $25,000 |
Scheme Debt Recovery FOI 25/26-0749
In this instrument:
- a determination to clear debt through a write-off enables the CEO to reinstate the debt later and resume recovery action, if there is a change in circumstances that led to the delegate’s original decision to write-off the debt.
- a determination to clear debt through a waiver result in a permanent bar to the recovery of a debt (or part thereof), effectively the debt ceases to exist, and no further recovery action can be taken.
For waivers and write-offs in relation to participant and provider debt for NDIS amounts or an amount due and payable to the NDIA from Scheme funds.
| Description of Power/Function | Authority (section of NDIS Act) | DCEO Enabling Services/COO Chief Financial Officer DCEO Integrity Transformation & Technology Services |
SES BAND 2 Fraud Fusion Taskforce & Integrity Capability SES BAND 1 Fraud Investigations |
EL2 Fraud Investigations Scheme Debt |
EL1 Fraud Investigations Scheme Debt |
APS6 Finance (Scheme Debt Team only) |
|---|---|---|---|---|---|---|
| 161. Write off a debt due to the Agency | 190 | $1,000,000 | $250,000 | $50,000 | $10,000 | $1,000 |
| 162. Waive Agency’s right to recover debt | 191, 192, 194, 195 | $1,000,000 | $100,000 | $10,000 | $200 | N/A |
| 163 Waive Agency’s right to recover a small debt ($200) | 193 | $200 | $200 | $200 | $200 | N/A |
FOI 25/26-0749
Abbreviations and References
APS Level
- CEO – Chief Executive Officer
- SES BAND 3 DCEO – Deputy Chief Executive Officer Refer to - Australian Public Service Commission Work level standards: SES
- SES BAND 3 COO – Chief Operating Officer Refer to - Australian Public Service Commission Work level standards: SES
- SES BAND 2 GM – General Manager Refer to - Australian Public Service Commission Work level standards: SES
- SES BAND 1 BM – Branch Manager and State Manager Refer to - Australian Public Service Commission Work level standards: SES
- EL2 – Executive Level 2, also Refer to - Australian Public Service Commission Work level standards: Executive Level 2
- EL1 – Executive Level 1, also Refer to - Australian Public Service Commission Work level standards: Executive Level 1
- APS6 - Refer to - Australian Public Service Commission Work level standards: APS Level 6
- APS5 - Refer to - Australian Public Service Commission Work level standards: APS Level 5
- APS4 - Refer to - Australian Public Service Commission Work level standards: APS Level 4
- APS3 - Refer to - Australian Public Service Commission Work level standards: APS Level 3
Job title
- HDD – High Decision Delegate
- NCC – National Contact Centre
- Planner – also includes:
- Aged Care Hospital Interface Liaison (Aged Care and Hospital Interface Branch);
- Complex Support Needs (CSN) Liaison staff (Complex Support Support Needs Branch);
- Technical Advisors (Professional Stream)/Technical Advisory (Technical Advice and Practice Improvement Branch); and
- Planner Supervisor
- PSO – Participant Support Officer, also include:
- APS6 PSO Supervisor
- APS5 PSO Practice Lead